Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Fatima Johnson has been in the financial services industry since May 19, 2002. Rosemary is currently registered with Wells Fargo Clearing Services, LLC, in California and Texas. Rosemary is licensed to offer securities and investment advisory services to individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and other clients. Rosemary has worked at Summit Brokerage Services, Inc., Wells Fargo Investments, LLC, Wachovia Securities Financial Network, LLC, and Morgan Stanley DW Inc. Rosemary has a strong track record of providing financial advice and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2015 - Present
Wells Fargo Clearing Services, LLC (REDDING CA)
CA
03/08/2012 - 03/11/2013
SUMMIT BROKERAGE SERVICES, INC. (EUREKA CA)
CA
10/05/2009 - 03/29/2010
WELLS FARGO INVESTMENTS, LLC (JACKSON CA)
FL
03/15/2007 - 07/31/2008
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
01/29/2007 - 03/16/2007
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (EUREKA CA)
CA
05/06/1997 - 01/29/2007
MORGAN STANLEY DW INC. (EUREKA CA)
BC
Issued 03/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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