Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemarie? Claim Your ProfileRosemarie Borson is an Investment Advisor Representative at LPL Financial LLC. Rosemarie has been in the industry since 2000 and holds several licenses including Series 7, Series 63, Series 65, Series 66 and Series 24. Rosemarie is registered to provide advisory services in California. Prior to joining LPL Financial LLC, Rosemarie worked at FSC Securities Corporation and Royal Alliance Associates, Inc.. Rosemarie specializes in providing financial planning and investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
LPL Financial LLC (UPLAND CA)
CA
09/20/2007 - 12/31/2008
FSC SECURITIES CORPORATION (SANTA ANA CA)
CA
12/05/2005 - 01/13/2006
FSC SECURITIES CORPORATION (DIAMOND BAR CA)
GA
07/12/2000 - 12/19/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/14/1997 - 06/28/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CO
07/29/1996 - 12/31/1996
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
AZ
08/10/1992 - 08/09/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CO
05/15/1992 - 08/05/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 08/16/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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