ADVISOR BIO

Roland Gregory Bergman is a financial advisor with over 20 years of experience in the industry. Roland has been a registered representative with Cambridge Investment Research Advisors, Inc. since 2009 and is also an Investment Advisor Representative for the firm. Roland is a CERTIFIED FINANCIAL PLANNER™ professional. Roland has held previous positions with Woodbury Financial Services, Inc., FSC Securities Corporation, LINSCO/PRIVATE LEDGER CORP., and H.D. Vest Investment Services. Roland specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.

SPECIALIZATIONS

ADVISOR BIO

Roland Olaf Vonwinckelmann has been a registered investment advisor for over 27 years. Roland is currently registered as a broker-dealer and investment advisor representative with UBS Financial Services Inc. Roland has a long history in the financial services industry. Roland began his career in 1996 at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Roland is licensed in 15 states and is actively pursuing new markets. Roland's experience and expertise are focused on providing investment advice and financial planning services to individuals, corporations, and other entities.

SPECIALIZATIONS

ADVISOR BIO

Rolando Jacobo Chamale gonzalez is a financial advisor in North Hollywood, CA, registered with Wells Fargo Clearing Services, LLC since January 2024. Rolando has been working in the financial industry since April 2019 and has passed several industry exams including the Series 63, Series 6TO, and SIE. Rolando specializes in investment advisory services and has experience working with various clients such as individuals, corporations, and charitable organizations.

SPECIALIZATIONS

ADVISOR BIO

Rolando Aguirre Sapantay is a financial advisor with over 10 years of experience in the financial services industry. Rolando has been a Registered Representative of Merrill Lynch, Pierce, Fenner & Smith Inc. since 2016. Prior to joining Merrill Lynch, Rolando worked for J.P. Morgan Securities LLC as a Registered Representative from 2013 to 2016. Rolando is a Series 6, 7, and 66 licensed representative, and he is also registered in several states. Rolando provides a range of services to individuals, families, corporations, and institutions, including portfolio management, financial planning, and investment advisory services.

SPECIALIZATIONS

ADVISOR BIO

Rolando Flores is a registered representative with J.p. Morgan Securities LLC. Rolando has been in the financial services industry since October 2, 2017 and holds the Series 6, Series 63, and SIE licenses. Rolando is registered in California.

SPECIALIZATIONS

ADVISOR BIO

Rolando Lopez is a financial advisor with over 10 years of experience in the industry. Currently, Rolando is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Rolando has previously been registered with LPL Financial LLC and J.P. Morgan Securities LLC. Rolando has a broad range of experience and expertise in the industry. Rolando is committed to providing clients with personalized financial advice and investment strategies to help them achieve their financial goals.

SPECIALIZATIONS

ADVISOR BIO

Rom Rabin is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in Woodland Hills, CA. Rom has been in the industry since 2020 and is registered to provide investment advice in 41 states. Rom has experience providing investment advice to a range of clients, including high-net-worth individuals, corporations, and pension plans. Rom is also a registered representative of Merrill Lynch and is authorized to sell securities in 41 states.

SPECIALIZATIONS

ADVISOR BIO

Roma Gavaskar is a financial advisor with J.P. Morgan Securities LLC, located in Cupertino, CA. Roma has been in the financial services industry since February 24, 2019. Roma has a Series 63, Series 6TO, and SIE licenses. Roma has been registered with FINRA since March 22, 2024. Prior to joining J.P. Morgan Securities LLC, Roma worked at WELLS FARGO CLEARING SERVICES, LLC in Union City, CA and J.P. Morgan Securities LLC in Cupertino, CA.

SPECIALIZATIONS

ADVISOR BIO

Romaben Bhupendrabhai Patel is a financial advisor with Wells Fargo Clearing Services, LLC. Romaben has been working in the financial services industry since 2023 and holds the Series 63, 6TO and SIE licenses. Romaben is registered in California and New York. The firm is headquartered in St. Louis, Missouri and has over 14,700 licensed agents and over 19,800 registered representatives nationwide. The firm offers a wide range of services including financial planning, portfolio management and investment consulting services to institutional clients.

SPECIALIZATIONS

ADVISOR BIO

Roman Rodriguez is a financial professional with over five years of experience in the financial services industry. Roman has a strong background in investments, having held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Currently, Roman is an Investment Advisor Representative at J.P. Morgan Securities LLC, where Roman provides financial advice and investment management services. Roman holds Series 6, 7, 9, 10, 24, 63, and 66 licenses. Roman is registered in several states to offer investment advice. Roman is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS