ADVISOR BIO

Jose Renato Herrera is a financial advisor with PFS Investments Inc. based in Pasadena, CA. Jose has been in the financial services industry since 1991 and has been registered with the state of California since 2017. Jose is licensed to offer financial advice to individuals and businesses. He is committed to helping clients reach their financial goals and offers a variety of services, including portfolio management, financial planning, and investment advice. Jose has a strong track record of success and is dedicated to providing his clients with personalized and comprehensive financial services.

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ADVISOR BIO

Jose Morales is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Pasadena, California. Jose has been in the industry since 2016 and holds Series 6, 7, 63, and 66 securities licenses. Jose also has a strong background in financial planning and has experience working with individuals, corporations, and institutions.

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ADVISOR BIO

Jose Francisco Quezada is a financial advisor with PFS Investments Inc. Jose has been in the financial services industry since 2008. Jose is registered with FINRA and holds the Series 6, Series 26 and Series 63 licenses. Jose is registered to offer securities in California. Prior to joining PFS Investments Inc., Jose was associated with AIG FINANCIAL ADVISORS, INC. and SUNAMERICA SECURITIES, INC..

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ADVISOR BIO

Joselyn Estefany Nordstrom is a financial advisor with over 7 years of experience in the industry. Joselyn is currently registered with Raymond James & Associates, Inc. in Pasadena, CA. Prior to this, Joselyn was employed by TRIAD ADVISORS, INC. in INDIANAPOLIS, IN. Joselyn holds Series 63, 66, 7, 9, and 10 licenses as well as the SIE. Joselyn provides a variety of financial services, including financial planning, portfolio management, and educational seminars.

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ADVISOR BIO

Joseph Andrew Azpeitia is an investment advisor representative who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pasadena, California. Joseph Andrew Azpeitia is also registered with the state of California as an investment advisor representative. Joseph Andrew Azpeitia has been in the securities industry since July 12, 2014.

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Joseph Peter Traba is a Managing Director and Senior Portfolio Manager at Strategy Asset Managers LLC. Joseph has over 24 years of experience in the financial services industry. Joseph is registered with the Securities and Exchange Commission as an Investment Advisor Representative (IAR) in California and Texas. Joseph holds the Series 7, 24, 55, 63, and SIE licenses. Joseph is also a Registered Options Principal (Series 4). He is an experienced and qualified financial professional who is committed to providing his clients with personalized investment advice and guidance.

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ADVISOR BIO

Joseph Lavoyd Pates is a financial advisor with Ameriprise Financial Services, LLC. Joseph has been in the financial services industry for over 28 years and has a broad range of experience in providing financial planning and investment management services. Joseph holds a Series 6, 7, 63 and 65 license as well as the SIE exam. Joseph's previous experience includes positions with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, WM FINANCIAL SERVICES, INC., GRIFFIN FINANCIAL SERVICES and FIMCO SECURITIES GROUP, INC. Joseph is currently registered in Arizona, California, Colorado, Georgia, Hawaii, Idaho, Illinois, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, Texas, and Washington.

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ADVISOR BIO

Joseph Lora is a financial advisor in Pasadena, CA. Joseph has been in the industry for over 15 years and is currently registered with FIG Tree Capital. Joseph has specialized in providing financial planning and portfolio management for individuals. Joseph previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, INVESTACORP, INC., WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and AXA ADVISORS, LLC. Joseph is a Chartered Financial Analyst.

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ADVISOR BIO

Joseph Kanan Polwrek is an investment advisor representative with LPL Financial LLC, registered in the state of California since September 2023. Joseph is a securities industry professional with expertise in providing financial advice to individuals, businesses, and charitable organizations. He has been working in the financial services industry since 2012 and has a solid track record of success in helping clients achieve their financial goals.

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ADVISOR BIO

Josephine Marquez Umali is a financial advisor with Transamerica Financial Advisors, Inc., a firm that manages between $1 billion and $10 billion in assets. Josephine has been in the industry since December 2016 and is registered in California and Nevada. Josephine specializes in providing financial advice to individuals and families.

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