Unclaimed
Doo Hong is a financial advisor associated with Cetera Investment Advisers LLC. Doo has been in the financial services industry since 1997. Doo holds a Series 6, 7, 63 and 65 license, and is also a Certified Financial Planner. Doo has worked with clients including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations and pension and profit-sharing plans. Doo is a strong advocate for financial education and strives to provide personalized financial planning and investment advice to meet each client's individual needs. Doo's past experience includes roles with MetLife Securities Inc., MML Investors Services, LLC, and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/20/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
03/25/2017 - 07/12/2022
MML INVESTORS SERVICES, LLC (Los Angeles CA)
CA
09/07/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
09/07/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LOS ANGELES CA)
NJ
10/03/2001 - 08/09/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
MA
03/06/1997 - 09/28/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/06/1997 - 09/28/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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