Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Doo? Claim Your ProfileDoo Hong is an active investment advisor representative with Cetera Investment Advisers LLC. Doo Hong has been in the securities industry since 1997, holds a Certified Financial Planner designation, and is registered with the state of California. Doo Hong specializes in providing financial planning, pension consulting, and educational seminars to individuals, corporations, and charitable organizations. Doo Hong also provides portfolio management for individuals and businesses. Cetera Investment Advisers LLC is a registered investment adviser with approximately $104,468,595,111 in regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/20/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
03/25/2017 - 07/12/2022
MML INVESTORS SERVICES, LLC (Los Angeles CA)
CA
09/07/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Los Angeles CA)
CA
09/07/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LOS ANGELES CA)
NJ
10/03/2001 - 08/09/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
MA
03/06/1997 - 09/28/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/06/1997 - 09/28/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 6/2/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/1/1998
Series 7 - General Securities Representative Examination
BC
Issued 3/5/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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