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Pension Consulting Services Advisors in Arizona
5,404 Results
Unclaimed

Nova Financial Services

location

Scottsdale, AZ

0 Disclosures

ADVISOR BIO

Thomas Michael Fischer is a financial advisor in Scottsdale, AZ and has been in the industry since 1995. Thomas is currently registered with Nova Financial Services. Previously, Thomas was registered with Mutual Securities, Inc., Lincoln Financial Advisors Corporation, NYLIFE Securities LLC, and Fortis Investors, Inc. Thomas's certifications include the Series 7, Series 6, and Series 63.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Paul Fink is a financial advisor with over 25 years of experience in the industry. Thomas is currently registered with Osaic Wealth, Inc. in Scottsdale, AZ. Thomas previously worked at several other firms including Triad Advisors LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., Goldman Sachs Custody Solutions, Ameritas Investment Company, LLC, TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Thomas has a wide range of experience in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

CHANDLER, AZ

experience

48 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Whitlock is a financial advisor who has been in the industry since 1977. Thomas is currently registered with Osaic Wealth, Inc. in Chandler, AZ. Previously, Thomas was registered with SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., ANCHOR NATIONAL FINANCIAL SERVICES, INC., INLAND SECURITIES CORPORATION, TITAN CAPITAL CORPORATION, FSC SECURITIES CORPORATION, and WESTERN RESERVE FINANCIAL SERVICES CORP. Thomas has a wide range of experience in the financial services industry and is committed to providing his clients with the best possible service.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

SUN CITY, AZ

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Eugene Mertensmeyer is a financial advisor with Cetera Investment Advisers LLC. Thomas has been in the financial industry since 1989. He has a wide range of experience, having previously worked with Tower Square Securities, Inc., Financial Network Investment Corporation, LaSalle St Securities, L.L.C. and E. F. Hutton & Company Inc. Thomas is currently registered to provide investment advice in Arizona, Texas and other states. Thomas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

GILBERT, AZ

experience

36 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Bastian is an Investment Advisor Representative with Cetera Investment Advisers LLC. Thomas has been in the securities industry since 1988. Thomas is licensed to provide investment advice in several states, including Arizona, California, Colorado, Florida, Kansas, and Michigan. Thomas has been with Cetera Investment Advisers LLC since June 2023. Prior to joining Cetera, Thomas was an advisor with Voya Financial Advisors, Inc. and worked with several other firms, including Sagepoint Financial, Inc., LPL Financial Corporation and Banc of America Investment Services, Inc. In addition to working with Cetera, Thomas is also an Independent Insurance Agent and owns Bastian Financial Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Michael Raguso is an investment advisor representative registered with Osaic Wealth, Inc. Thomas has been in the industry since 1998 and has experience in both Broker-Dealer and Investment Advisor activities. Thomas is a Registered Options Principal, Municipal Securities Principal, and General Securities Principal. Thomas is registered in 51 states and the District of Columbia. Thomas specializes in financial planning, pension consulting, educational seminars, and portfolio management. Thomas is registered with Osaic Wealth, Inc. since December 2005.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stratos Wealth Partners, Ltd.

location

SCOTTSDALE, AZ

experience

46 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Earl Seifert is an investment advisor representative at Stratos Wealth Partners, Ltd., with over 40 years of experience in the financial services industry. Thomas Earl Seifert holds Series 63, Series 65, Series 7 and SIE licenses and is registered in Arizona, Massachusetts, New Jersey, Ohio, Texas, and Wyoming. Before joining Stratos Wealth Partners, Ltd., Thomas Earl Seifert was an investment advisor representative at Waddell & Reed, Inc., Oppenheimer & Co. Inc., UBS Financial Services Inc., Piper Jaffray & Co., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas Earl Seifert offers a range of services including financial planning, pension consulting, educational seminars, and selection of other advisors, portfolio management for individuals, portfolio management for businesses, and portfolio management for corporations or other businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

PHOENIX, AZ

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Binge is an investment advisor representative with Cetera Investment Advisers LLC. Thomas has been in the industry since 2017 and has a Series 6, Series 7, Series 63, and Series 65 license. Thomas has experience working with individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Redwood Private Wealth

location

PHOENIX, AZ

0 Disclosures

ADVISOR BIO

Thomas Stoltman is an investment advisor representative at Redwood Private Wealth. Thomas has been in the industry for over 30 years and has a wide range of experience in financial planning, portfolio management, and investment advisory services. Thomas is registered with the state of Minnesota as an Investment Advisor Representative and holds the Series 63, Series 65, and Series 24 licenses. Thomas is also an Independent Insurance Agent and Managing Director at Redwood Tax Specialists. Thomas is committed to providing his clients with personalized advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

Tucson, AZ

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Antonio Howard is a financial advisor who works at Ameriprise Financial Services, LLC. He has a Series 7TO, Series 66, and SIE license. He is registered as a broker in Arizona and an Investment Advisor Representative in New Mexico. Thomas has been in the industry since 2022. Thomas also works for Heick, Hester, Smith & Associates LLC in Louisville, KY.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals

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