Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Jay Peterson is a financial advisor with over 15 years of experience in the industry. Thomas is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona. Previously, Thomas worked for Securities America, Inc., Sagepoint Financial, Inc., TD Ameritrade, Inc. and Princor Financial Services Corporation. Thomas is a Series 6, 7, 24 and 63 licensed professional. Thomas is committed to providing clients with personalized financial advice and helping them achieve their financial goals. Thomas specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
04/06/2015 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
AZ
04/08/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
12/08/2009 - 04/07/2015
TD AMERITRADE, INC. (OMAHA NE)
NE
02/09/2007 - 01/12/2009
PRINCOR FINANCIAL SERVICES CORPORATION (GRAND ISLAND NE)
BC
Issued 11/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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