Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ray Schloeder is a financial advisor with over 27 years of experience in the financial services industry. Thomas currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. in Chandler, Arizona. Prior to joining Merrill Lynch, Thomas was affiliated with several other firms, including EDWARD JONES and TRANSAMERICA INVESTORS SECURITIES CORPORATION. Thomas has a broad range of experience in the financial services industry and is registered to provide investment advisory services in Arizona, California, and Texas. Thomas is a Series 6, 7, 9, 10, 24, 63 and 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/18/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
07/06/2015 - 04/19/2017
EDWARD JONES (TEMPE AZ)
NY
08/18/2010 - 06/29/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
AZ
02/23/2009 - 05/20/2009
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
09/16/2008 - 02/20/2009
WAMU INVESTMENTS, INC. (PHOENIX AZ)
AZ
08/06/2004 - 09/10/2008
WELLS FARGO INVESTMENTS, LLC (MESA AZ)
MN
10/03/2002 - 12/01/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
12/24/1998 - 10/02/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
10/13/1995 - 12/21/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
02/28/1995 - 10/05/1995
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
NY
03/15/1994 - 03/13/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
09/28/1992 - 02/23/1994
AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)
IA
Issued 06/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Schloeder is the right advisor for you? Invested Better is here to help.
