Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Casella is a financial advisor who has been in the industry for over 40 years. Thomas is currently registered with Oneamerica Securities, Inc. and holds Series 63, 65, 7 and SIE licenses. Thomas specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for both businesses and individuals. Thomas has previously been associated with several firms including Park Avenue Securities LLC, Guardian Investor Services Corporation, and John Hancock Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/14/2020 - Present
Oneamerica Securities, Inc. (Scottsdale AZ)
AZ
09/10/2010 - 06/10/2011
ONEAMERICA SECURITIES, INC. (SCOTTSDALE AZ)
AZ
05/03/1999 - 09/15/2010
PARK AVENUE SECURITIES LLC (PHOENIX AZ)
NY
05/13/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
03/01/1990 - 06/10/1998
JOHN HANCOCK DISTRIBUTORS, INC.
MA
04/05/1982 - 06/10/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/01/1990 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CA
05/08/1989 - 01/30/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
09/18/1981 - 10/04/1983
MONY SECURITIES CORP.
IA
Issued 07/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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