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Pension Consulting Services Advisors in Arizona
5,404 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

CHANDLER, AZ

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Robert Buckey is a financial advisor associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert is registered with the state of Arizona and holds Series 66, SIE, and Series 7 licenses. Robert has experience in various financial services, including portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Robert also has experience in the gaming industry and works as a free-lance writer for Gallant Knight Games.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Cetera Investment Advisers LLC

location

CAVE CREEK, AZ

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Robert R. Scola is an investment advisor representative at Cetera Investment Advisers LLC with 30 years of experience in the financial industry. Robert is licensed to offer securities in Arizona, California, Delaware, Florida, Nevada, New Jersey, New York, Pennsylvania, South Carolina, Virginia, and Washington. Robert has also been active as an insurance agent and has experience in property rental. Robert is committed to providing personalized financial guidance and is dedicated to helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PRESCOTT, AZ

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Robert Sturgeon is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the industry since 2009 and has held previous roles at Wells Fargo Advisors, LLC, J.P. Morgan Securities LLC and Chase Investment Services Corp. Robert is registered in Arizona, California, Florida, Idaho, Illinois, Massachusetts, Minnesota, Missouri, Montana, Nevada, North Carolina, South Carolina, South Dakota, Tennessee, Texas, and Washington. Robert is also a board member of Gravitas Outdoor Leadership & Development. Robert specializes in providing financial advice to individuals, families, and businesses. Robert's experience and expertise make him a valuable resource for clients looking for financial guidance.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Robert Beatty is a financial advisor who has been in the industry since 1993. He is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Robert Beatty currently works at Osaic Wealth, Inc., a firm that provides a variety of financial services including financial planning, pension consulting, and portfolio management. He has a long history of working in the financial industry, having previously worked at Signator Investors, Inc., Transamerica Financial Advisors, Inc, Vantage Financial Services, and MH Financial LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Robert W. Baird & Co. Inc.

location

SCOTTSDALE, AZ

experience

39 Years Experience

disclosure

7 Disclosures

ADVISOR BIO

Robert Alan Hisle is a financial advisor at Robert W. Baird & Co. Inc. Robert has been a registered investment advisor since 1999. Robert's experience in the financial services industry spans more than three decades. Robert has held previous positions at UBS Financial Services Inc., Piper Jaffray & Co., J.J.B. Hilliard, W.L. Lyons, Inc., Smith, Gaylor, Inc. and City Securities Corporation. Robert has a strong track record of success in helping individuals and families achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

MML Investors Services, LLC

location

SCOTTSDALE, AZ

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Robert Heller is an active financial advisor registered with MML Investors Services, LLC. Robert is a registered representative and investment advisor representative in the state of Texas and also has a Series 7, Series 6 and Series 63 license. Robert's professional career spans more than 28 years. He began his career in 1994 with Metropolitan Life Insurance Company and has held positions with MSI Financial Services, Inc. and Massachusetts Mutual Life Insurance Company. Robert offers financial planning, portfolio management for individuals and businesses, and other services to clients including pension consulting, educational seminars, and the selection of other advisors. Robert has a total of 16 active registrations in various states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Robert E Peary is a financial advisor with over 20 years of experience in the industry. Robert has a Series 7, Series 31 and Series 66 license and is currently registered with Osaic Wealth, Inc. in Arizona, Florida, and Texas. Robert has held previous roles with SAGEPOINT FINANCIAL, INC., Oppenheimer & Co. Inc., UBS Financial Services Inc., and Morgan Stanley DW Inc. He has worked in several states, including Arizona, New Jersey, and New York, and has a strong understanding of the financial markets. Robert specializes in providing investment advice to individuals, businesses, and institutions. He offers a variety of financial planning services, including retirement planning, college savings, and estate planning. Robert is committed to providing his clients with personalized financial advice and guidance. He believes in building strong relationships with his clients and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

PHOENIX, AZ

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Robert Nicholas edward Caine is a financial advisor registered with Stifel, Nicolaus & Company, Inc.. Robert has been in the industry since December 13, 2015. Robert specializes in portfolio management for businesses and individuals, as well as financial planning, pension consulting, educational seminars, and selection of other advisors. Robert is licensed in Arizona and New Mexico.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Cetera Investment Advisers LLC

location

Tempe, AZ

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Robert Van Allen is a financial advisor with Cetera Investment Advisers LLC based in Renton, WA. Robert has over 20 years of experience in the financial industry, holding licenses in Texas, Washington, and Arizona. Robert specializes in financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars and selection of other advisers. Robert has previously been registered with LPL Financial LLC, Securities America, Inc., BANCWEST INVESTMENT SERVICES, INC., VOYA INVESTMENTS DISTRIBUTOR, LLC, AMERIPRISE FINANCIAL SERVICES, INC., UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., SCOTTRADE, INC., CHARLES SCHWAB & CO., INC. and VANGUARD MARKETING CORPORATION. Robert has been in the industry since June 1999 and holds Series 6, 7, 9, 10, 24, 63 and 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

PHOENIX, AZ

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Robert Nichols is a financial advisor with over 25 years of experience in the financial services industry. Robert is currently registered with LPL Financial LLC in Arizona and California. Robert has a wide range of experience, having previously worked with Raymond James Financial Services, Inc., First Allied Securities, Inc., D.E. Frey & Company, Inc., and Pruco Securities Corporation. Robert offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

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