Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert M. De la paz is an active financial advisor with over 20 years of experience in the industry. Robert is currently registered with Osaic Wealth, Inc. and has previously worked for other prominent firms, including Woodbury Financial Services, Inc., FSC Securities Corporation, Sagepoint Financial, Inc., VOYA Financial Advisors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Investors Corporation, Northern Trust Securities, Inc. and Charles Schwab & Co., Inc.. Robert holds various licenses including Series 6, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
01/27/2017 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
01/27/2017 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
01/27/2017 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/27/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
11/04/2014 - 12/31/2016
VOYA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
02/26/2013 - 03/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
08/03/2012 - 12/19/2012
FIRST INVESTORS CORPORATION (PHOENIX AZ)
IL
08/27/2002 - 06/08/2005
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
TX
01/07/1992 - 02/15/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 08/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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