Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert L. Polley is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Cambridge Investment Research Advisors, Inc. and has been active in the financial industry since August 1993. Robert has been with Cambridge Investment Research since May 2013. Prior to joining Cambridge, Robert worked for Mutual of Omaha Investor Services, Inc. in Tempe, Arizona from August 1993 until May 2013. Robert is licensed to provide advisory services in Arizona, California, Colorado, Iowa, Kansas, Nebraska, Nevada, New Jersey, Oregon, Texas, and Wyoming. Robert specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and individuals. Robert is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
01/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (TEMPE AZ)
AZ
08/04/1993 - 05/13/2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (TEMPE AZ)
IA
Issued 08/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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