Invested Better
Educational Seminars & Workshops Advisors in Alabama
3,286 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GADSDEN, AL

0 Disclosures

ADVISOR BIO

Rovelyn Araza Yates is a Registered Representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc., holding active registrations in Alabama and Texas. Rovelyn has been in the financial services industry for over 6 years and is licensed to sell various financial products. Rovelyn has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Morgan Stanley

location

Birmingham, AL

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Roy Nutt is an investment advisor representative with Morgan Stanley. Roy has been in the industry since 1984 and holds a Series 7, Series 31, Series 63, and Series 65 licenses. Roy has experience working with a variety of clients, including high-net-worth individuals, businesses, and institutions. Roy has a strong track record of providing investment advice and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Raymond James & Associates, Inc.

location

MOBILE, AL

experience

33 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Roy Byrd Price has been in the financial services industry since October 28, 1991. Roy is currently registered with Raymond James & Associates, Inc. Roy has previously worked with MORGAN KEEGAN & COMPANY, INC. and REGIONS INVESTMENT COMPANY, INC. Roy is a registered representative in Alabama, Texas, and several other states. Roy is also a registered investment advisor in Alabama and Texas. Roy has several professional designations. Roy holds the Series 63, Series 65, Series 7, and SIE licenses. Roy provides a variety of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

McBryar Advisory Services, Inc.

location

BAY MINETTE, AL

0 Disclosures

ADVISOR BIO

Roy McBryar is an investment advisor representative with McBryar Advisory Services, Inc., registered with the state of Alabama and other states. Roy has been in the industry since March 1993 and has held various positions in the financial services industry. Roy is also a licensed attorney and certified public accountant. In addition to his work at McBryar Advisory Services, Inc., Roy also owns and operates R. E. McBryar, PC, an attorney at law firm.

SPECIALIZATIONS

Selection of Other Advisors
Unclaimed

Wells Fargo Clearing Services, LLC

location

MOBILE, AL

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Roy Michel Le Blanc is a financial advisor with over 27 years of experience in the industry. Roy is registered with Wells Fargo Clearing Services, LLC and has held previous registrations with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Edward Jones, A. G. Edwards & Sons, Inc., SISUNG SECURITIES CORPORATION, G. R. Phelps & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and The Stuart-James Company, Inc.. Roy holds several securities licenses, including Series 7, Series 10, Series 9, Series 31, Series 63, and Series 66. Roy also provides financial planning services, investment consulting services to institutional clients, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Cetera Investment Advisers LLC

location

BIRMINGHAM, AL

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Royce Wilton Gore is a registered investment advisor representative with Cetera Investment Advisers LLC. Royce has been in the securities industry since February 22, 2015. Royce has been associated with Cetera Investment Advisers LLC since September 2022 and previously worked with FIRST ALLIED SECURITIES, INC.. Royce holds Series 6, 63, and 65 licenses as well as the SIE exam. Royce specializes in various areas including Financial Planning, Portfolio Management for Individuals, and Portfolio Management for Businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

HUNTSVILLE, AL

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

R. Paul Johnson is a financial advisor at LPL Financial LLC with over 17 years of experience in the financial industry. R. Paul Johnson has a Series 6, Series 7, and Series 63, and Series 66 licenses. R. Paul Johnson has been registered with LPL Financial LLC since October 2015. R. Paul Johnson is also registered with the following states: Alabama, Arizona, Colorado, Florida, Georgia, Illinois, Kentucky, Mississippi, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Prior to joining LPL Financial LLC, R. Paul Johnson was associated with Wells Fargo Advisors, LLC and BBVA Securities Inc. R. Paul Johnson has experience working with a variety of client types, including individuals, businesses, corporations, and charitable organizations. R. Paul Johnson specializes in providing financial planning, portfolio management, and other advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

BIRMINGHAM, AL

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Russell Barton is a financial advisor with Stifel, Nicolaus & Company, Inc. Russell has been in the industry since 1988 and holds the Series 63, Series 65, Series 7, and SIE licenses. Previously, Russell has been affiliated with Sterne Agee & Leach, Inc., Sterne Agee Capital Markets, Inc., Southtrust Securities, Inc. and Calvert Securities Corporation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James & Associates, Inc.

location

Huntsville, AL

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Russell Turner Henshaw is a financial advisor with Raymond James & Associates, Inc. He has been in the financial industry since April 1996. Russell is licensed to provide securities and investment advisory services in 17 states. He holds Series 7, 31, 63, and 65 licenses as well as the SIE designation. Russell has a strong background in providing financial planning, portfolio management, and pension consulting services for both individuals and businesses. He is also a board member for Blackburn Institute and First United Methodist Church of Huntsville, demonstrating his commitment to serving his community.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Allstate Financial Advisors, LLC

location

BIRMINGHAM, AL

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Russell Hamlin is a financial advisor at Allstate Financial Advisors, LLC. Russell has been in the financial services industry since 2007. Russell is registered with FINRA and the state of Alabama. Russell has passed the Series 7, Series 24, Series 51, and SIE examinations. Russell specializes in financial planning, portfolio management, and selection of other advisers.

SPECIALIZATIONS

Selection of Other Advisors

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