Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Michel Le Blanc is a financial advisor with over 27 years of experience in the industry. Roy is registered with Wells Fargo Clearing Services, LLC and has held previous registrations with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Edward Jones, A. G. Edwards & Sons, Inc., SISUNG SECURITIES CORPORATION, G. R. Phelps & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and The Stuart-James Company, Inc.. Roy holds several securities licenses, including Series 7, Series 10, Series 9, Series 31, Series 63, and Series 66. Roy also provides financial planning services, investment consulting services to institutional clients, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/11/2013 - Present
Wells Fargo Clearing Services, LLC (MOBILE AL)
AL
06/01/2009 - 10/23/2013
MORGAN STANLEY (MOBILE AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MOBILE AL)
AL
03/03/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MOBILE AL)
AL
05/26/2004 - 03/07/2006
EDWARD JONES (ORANGE BEACH AL)
MO
03/13/2001 - 06/03/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
08/16/1991 - 12/31/1993
SISUNG SECURITIES CORPORATION
NA
03/23/1987 - 12/31/1989
G. R. PHELPS & CO., INC.
NA
05/05/1986 - 03/25/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/19/1986 - 03/27/1986
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 04/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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