Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Russell? Claim Your ProfileRussell Barton is a financial advisor with Stifel, Nicolaus & Company, Inc. Russell has been in the industry since 1988 and holds the Series 63, Series 65, Series 7, and SIE licenses. Previously, Russell has been affiliated with Sterne Agee & Leach, Inc., Sterne Agee Capital Markets, Inc., Southtrust Securities, Inc. and Calvert Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
11/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
08/23/1994 - 07/07/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
07/21/2000 - 04/19/2002
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
NA
08/19/1994 - 09/12/1994
STERNE, AGEE & LEACH, INC.
AL
01/26/1990 - 08/16/1994
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
MD
10/19/1988 - 01/15/1990
CALVERT SECURITIES CORPORATION (BETHESDA MD)
IA
Issued 03/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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