Unclaimed
R. Paul Johnson is a financial advisor at LPL Financial LLC with over 17 years of experience in the financial industry. R. Paul Johnson has a Series 6, Series 7, and Series 63, and Series 66 licenses. R. Paul Johnson has been registered with LPL Financial LLC since October 2015. R. Paul Johnson is also registered with the following states: Alabama, Arizona, Colorado, Florida, Georgia, Illinois, Kentucky, Mississippi, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Prior to joining LPL Financial LLC, R. Paul Johnson was associated with Wells Fargo Advisors, LLC and BBVA Securities Inc. R. Paul Johnson has experience working with a variety of client types, including individuals, businesses, corporations, and charitable organizations. R. Paul Johnson specializes in providing financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
11/12/2015 - Present
LPL Financial LLC (HUNTSVILLE AL)
AL
12/15/2014 - 11/05/2015
BBVA SECURITIES INC. (HUNTSVILLE AL)
AL
02/28/2007 - 11/11/2014
WELLS FARGO ADVISORS, LLC (HUNTSVILLE AL)
BOTH
Issued 10/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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