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Roth Capital Partners, LLC

Headquartered in NEWPORT BEACH, CA

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Firm Information

Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Roth Capital Partners, LLC

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

Branch Locations (12)

ROTH CAPITAL PARTNERS, LLC has a total of 12 branch locations across the country.
location

Arlington, VA

location

LOS ANGELES, CA

location

San Francisco, CA

location

NEWPORT BEACH, CA

location

Las Vegas, NV

location

Chicago, IL

location

Wilmette, IL

location

NEW YORK, NY

location

STAMFORD, CT

location

Miami Beach, FL

location

AUSTIN, TX

location

Toronto

Advisors at Roth Capital Partners, LLC

View All 85 Advisors
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John Feighan Obrien
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Robert Freeman
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Jeremy Mark Peskoff
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Rebecca Reeves

AUSTIN, TX

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Aaron Matthew Marciano

NEWPORT BEACH, CA

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Stephen Joseph Hutsko

NEWPORT BEACH, CA

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Yevgeniya Friman

STAMFORD, CT

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Andrew M Kellogg
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Disclosures

There are 2 public disclosures for Roth Capital Partners, LLC. Review regulatory record here.

Frequently Asked Questions (5)

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