Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Marciano is a registered representative and investment advisor representative. Aaron is currently registered with Roth Capital Partners, LLC in California and has been in the industry for over 1 year. Aaron has passed the Series 63, Series 7TO, Series 79TO, and SIE exams. Aaron focuses on providing financial and investment services for investment companies and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
08/30/2023 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 11/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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