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Stephen Joseph Hutsko

Roth Capital Partners, LLC

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About Stephen Joseph Hutsko

Stephen Hutsko is an investment advisor representative with Roth Capital Partners, LLC, with over 30 years of experience in the financial services industry. Stephen’s previous experience includes roles at The Seidler Companies Incorporated, Bateman Eichler, Hill Richards, Incorporated, Hoefer & Arnett, Incorporated, and Kidder, Peabody & Co. Incorporated. Stephen holds Series 3, 7, and 63 licenses and the SIE exam.

Firm Information

Stephen Hutsko is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Stephen Hutsko’s Registration & Firm History

CA

12/20/1999 - Present

Roth Capital Partners, LLC (NEWPORT BEACH CA)

CA

04/11/1987 - 12/22/1999

THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)

NA

10/23/1985 - 04/02/1987

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

NA

05/20/1985 - 10/28/1985

HOEFER & ARNETT, INCORPORATED

NA

04/18/1984 - 04/29/1985

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 05/15/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/1984

Series 3 - National Commodity Futures Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Joseph Hutsko.
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