Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeremy? Claim Your ProfileJeremy Peskoff is a financial professional with over 20 years of experience in the financial services industry. Jeremy currently holds the Series 7, Series 63, and Series 65 licenses. Jeremy is currently registered with Roth Capital Partners, LLC and previously worked with Lazard Freres & Co. LLC, Friedman, Billings, Ramsey & Co., Inc. and Smith Barney Inc. Jeremy provides investment advisory services including distribution of sell-side research reports/corporate access and solicitor services. Jeremy is registered in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
04/20/2005 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
NY
05/17/2000 - 04/26/2001
LAZARD FRERES & CO. LLC (NEW YORK NY)
CA
03/16/1998 - 04/10/2000
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NY
01/25/1994 - 07/07/1994
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/27/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Jeremy Peskoff is the right advisor for you? Invested Better is here to help.
