Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Andrew? Claim Your ProfileAndrew Kellogg is a registered representative with Roth Capital Partners, LLC, a broker-dealer located in Newport Beach, California. Andrew has been in the financial services industry since October 4, 2015 and holds the Series 63, Series 7 and Series 79TO licenses. Andrew is registered in California, Massachusetts and New York. Andrew's firm, Roth Capital Partners, LLC, provides distribution of sell-side research reports/corporate access and solicitor services to investment companies and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
CA
10/05/2015 - Present
Roth Capital Partners, LLC (NEWPORT BEACH CA)
BC
Issued 10/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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