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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

A anthony Brace is a financial advisor with Prudential Annuities Distributors, Inc.. A anthony Brace is a registered representative with FINRA and holds the Series 6, Series 63, and SIE licenses. A anthony Brace's prior work experience includes a role as a financial advisor with PRUCO SECURITIES, LLC.. A anthony Brace has been in the financial services industry since 2013.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Tweedy, Browne Co. LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Aaron Ewert is an investment advisor representative at Tweedy, Browne Co. LLC, a firm based in Stamford, Connecticut. Aaron has been a registered investment advisor in Connecticut since October 2022. Aaron previously worked at Equinox Partners LLC in New York.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

THE Colony Group, LLC

location

WEST HARTFORD, CT

0 Disclosures

ADVISOR BIO

Aaron Cohen is a registered investment advisor representative with The Colony Group, LLC. Aaron has been in the financial services industry since 1990. Aaron is registered in Connecticut, New York, and Texas. Aaron holds Series 7, 63 and 65 securities licenses. Aaron has experience working with clients including high net worth individuals, charitable organizations, pension and profit sharing plans, corporations, and pooled investment vehicles. Previously, Aaron was employed with LADENBURG, THALMANN & CO., INC. from 1995 to 2004.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS..
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

12 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Aaron Lavigne is an investment advisor representative at Voya Financial Advisors, Inc. Aaron has been in the industry since 2012. The advisor holds licenses in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Aaron is a registered representative of Voya Financial Partners, LLC and Voya Financial Advisors, Inc. The advisor's specializations include retirement planning, investment planning, insurance, estate planning, and college savings.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Farmingbury Financial Services, LLC

location

WOLCOTT, CT

0 Disclosures

ADVISOR BIO

Aaron Schroeder is a Connecticut-licensed insurance producer and an investment advisor representative. Aaron has been with Farmingbury Financial Services, LLC since June 1990. The firm provides financial planning and portfolio management services to individuals and charitable organizations. Aaron is also registered as an investment advisor representative with the state of Connecticut.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

RBC Capital Markets, LLC

location

HARTFORD, CT

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Aaron Michael Scott is a financial advisor with RBC Capital Markets, LLC in Hartford, CT. Aaron has been in the securities industry since February 17, 1996. Aaron has been registered with RBC Capital Markets, LLC since March 2008. Prior to that, Aaron was registered with Advest, Inc., Tucker Anthony Incorporated, Sands Brothers & Co., LTD., and Northington Capital Markets, Inc. Aaron holds the Series 3, 4, 7, 9, 10, 24, 63 and 66 securities licenses. Aaron specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting. Aaron also provides services to public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital and operating funds.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Tourmaline Partners, LLC

location

STAMFORD, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Aaron Samuel Hantman has been in the financial industry since August 21, 1998. Aaron is currently registered with Tourmaline Partners, LLC, a firm based in Stamford, Connecticut. Previously, Aaron has been affiliated with Greenwich Prime Trading Group, LLC, Global Execution Brokers, LP, Susquehanna Financial Group, LLLP, SIG Specialists, Inc. and Susquehanna Capital Group.

SPECIALIZATIONS

No specializations listed.

Unclaimed

NEW Edge Wealth

location

STAMFORD, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Aaron Zises is a financial advisor with New Edge Wealth. Aaron has been in the industry since 2012 and holds licenses in several states including Connecticut, New York, and Texas. Aaron has a variety of experience in the financial industry, including working with U.S. Bancorp Investments, Inc., Hightower Securities, LLC, and Family Management Securities, LLC. Aaron specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

STAMFORD, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Aaron Ries is a financial professional with over 16 years of experience in the securities industry. Aaron currently works at Jefferies LLC and previously worked at Jefferies High Yield Trading, LLC. Aaron is registered to conduct business in all 50 states, as well as the District of Columbia and Puerto Rico. Aaron holds a variety of securities licenses including Series 7, 24, 55, 57TO, and 79TO.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Commonfund Securities, Inc.

location

WILTON, CT

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Aaron Miller is a financial professional with over a decade of experience in the industry. Aaron is currently registered with Commonfund Securities, Inc. and holds licenses in all 50 states and Puerto Rico. Prior to joining Commonfund Securities, Inc., Aaron was a registered representative at Lazard Frères & Co. LLC and Barclays Capital Inc. Aaron holds the Series 7 and Series 63 licenses.

SPECIALIZATIONS

No specializations listed.

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