Unclaimed
Aaron Miller is a financial professional with over a decade of experience in the industry. Aaron is currently registered with Commonfund Securities, Inc. and holds licenses in all 50 states and Puerto Rico. Prior to joining Commonfund Securities, Inc., Aaron was a registered representative at Lazard Frères & Co. LLC and Barclays Capital Inc. Aaron holds the Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/11/2015 - Present
Commonfund Securities, Inc. (WILTON CT)
NY
09/28/2010 - 05/28/2015
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
09/18/2009 - 09/10/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 01/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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