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Aaron Max Miller

Commonfund Securities, Inc.

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About Aaron Max Miller

Aaron Miller is a financial professional with over a decade of experience in the industry. Aaron is currently registered with Commonfund Securities, Inc. and holds licenses in all 50 states and Puerto Rico. Prior to joining Commonfund Securities, Inc., Aaron was a registered representative at Lazard Frères & Co. LLC and Barclays Capital Inc. Aaron holds the Series 7 and Series 63 licenses.

Firm Information

Aaron Miller is currently registered with Commonfund Securities, Inc.. Commonfund Securities, Inc. is a Corporation formed in May 1997. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aaron Miller’s Registration & Firm History

CT

06/11/2015 - Present

Commonfund Securities, Inc. (WILTON CT)

NY

09/28/2010 - 05/28/2015

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

09/18/2009 - 09/10/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aaron Max Miller.
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