Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aaron? Claim Your ProfileAaron Michael Scott is a financial advisor with RBC Capital Markets, LLC in Hartford, CT. Aaron has been in the securities industry since February 17, 1996. Aaron has been registered with RBC Capital Markets, LLC since March 2008. Prior to that, Aaron was registered with Advest, Inc., Tucker Anthony Incorporated, Sands Brothers & Co., LTD., and Northington Capital Markets, Inc. Aaron holds the Series 3, 4, 7, 9, 10, 24, 63 and 66 securities licenses. Aaron specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting. Aaron also provides services to public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital and operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
04/10/2015 - Present
RBC Capital Markets, LLC (HARTFORD CT)
CT
03/10/2003 - 10/04/2005
ADVEST, INC. (HARTFORD CT)
MA
09/25/2000 - 11/15/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
CT
03/13/1999 - 09/11/2000
ADVEST, INC. (HARTFORD CT)
NY
11/27/1995 - 02/23/1999
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
CT
09/27/1994 - 12/06/1995
NORTHINGTON CAPITAL MARKETS, INC. (AVON CT)
BOTH
Issued 10/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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