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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Robert W. Baird & Co. Inc.

location

WINNETKA, IL

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Scott Randall Reighard is a financial advisor with over 30 years of experience in the industry. Scott currently works at Robert W. Baird & Co. Inc. Previously, Scott worked at BANC ONE SECURITIES CORPORATION, FIRST CHICAGO NBD INVESTMENT SERVICES, INC., and KEMPER FINANCIAL SERVICES, INC.. Scott is registered with FINRA and holds the Series 6, 7, 63, and 65 licenses. Scott also holds the SIE license. Scott specializes in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Robert W. Baird & Co. Inc.

location

CHARLOTTE, NC

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Scott John rodgers Smith is a financial advisor with Robert W. Baird & Co. Inc. Scott John rodgers Smith has been in the financial services industry since 1996. Prior to joining Robert W. Baird & Co. Inc., Scott John rodgers Smith was employed at Goldman Sachs & Co. LLC and Piper Jaffray & Co.. Scott John rodgers Smith is registered with FINRA as a General Securities Representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

BLUE ASH, OH

experience

43 Years Experience

0 Disclosures

ADVISOR BIO

Scott Litwin is a financial advisor with Stifel, Nicolaus & Company, Inc., located in BLUE ASH, OH. Scott has been in the securities industry since March 4, 1982. Scott has passed the Series 4, 7, 24, 63, and 65 exams. Scott has also been a registered representative with McDonald Investments Inc. and Gradison & Company Incorporated. Scott has a long history of working with clients in various categories including individuals, corporations, high net worth individuals, charitable organizations, pension and profit-sharing plans, and more. Scott offers financial planning, pension consulting, educational seminars, and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Alliancebernstein LP

location

PHILADELPHIA, PA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Scott William Repke is a financial advisor with AllianceBernstein LP. Scott has been in the industry since 2001 and holds a Series 66, Series 7 and Series 31 license. Scott has been registered with the state of Pennsylvania since 2001 and has a total of 30 approved state registrations.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

RBC Capital Markets, LLC | CFP ® (Certifications)

location

FORT LAUDERDALE, FL

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Scott Ramo has been in the financial services industry since 1999. Currently, Scott Ramo is a registered representative of RBC Capital Markets, LLC. Scott Ramo holds licenses to operate in many states, including Florida and Texas. Scott Ramo's previous employers include Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Janney Montgomery Scott LLC, Prudential Securities Incorporated and Morgan Stanley DW Inc. Scott Ramo has a strong background in financial planning, portfolio management, and pension consulting. Scott Ramo provides services for a range of clients including individuals, businesses, charitable organizations, and government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

FCI Advisors | CFP ® (Certifications)

location

OVERLAND PARK, KS

0 Disclosures

ADVISOR BIO

Scott Preston Sollars is a Certified Financial Planner® professional with FCI Advisors in Overland Park, Kansas. Scott has been in the financial services industry since June 2010, and has been registered with FCI Advisors since July 2015. Scott has experience providing financial planning, portfolio management, and asset allocation services to individuals, high-net-worth individuals, corporations, investment companies, pooled investment vehicles, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION SERVICES
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Oppenheimer & Co. Inc.

location

WASHINGTON, DC

experience

42 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Scott Shulman is a financial advisor with Oppenheimer & Co. Inc. Scott has been in the financial services industry since 1983. Scott holds Series 7 and Series 63 licenses, and is registered to provide investment advice in multiple states, including District of Columbia, Florida, and Texas. Scott has a long history of experience with multiple firms, including RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, and Prudential Securities Incorporated. Scott's experience with various financial firms demonstrates a consistent commitment to the financial services industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Aumakua Capital Management LLC

location

ALBANY, OR

0 Disclosures

ADVISOR BIO

Scott Huan is an investment advisor representative who is currently registered with Aumakua Capital Management LLC. Scott has been in the industry since January 2015 and is registered in Hawaii and Oregon. Scott holds the Series 65 license and specializes in portfolio management for businesses, individuals, and pooled investment vehicles. Scott has experience in market analysis and forecasting.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

LEAWOOD, KS

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Scott Holder is a financial advisor with over 27 years of experience in the industry. He currently works with RBC Capital Markets, LLC. Scott has a wide range of experience across multiple financial services companies, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., and UMB FINANCIAL SERVICES, INC. Scott's expertise allows him to help a variety of clients, including individuals, businesses, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

HOUSTON, TX

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Scott Mosle Waltmon is a registered representative with RBC Capital Markets, LLC. Scott has been in the financial services industry since April 3, 1989. Scott is licensed to conduct business in California, Colorado, Florida, Louisiana, New Jersey, North Carolina, Tennessee, Texas, Utah, and Virginia. Scott's current registrations include Series 63, Series 66, Series 7, and Series 24. Scott is also a board member of The Rise School of Houston. Scott is a financial advisor who has been working in this field for over 30 years. Scott's work experience includes previous employment with Piper Jaffray & Co., Raymond James & Associates, Inc., First Southwest Company, Masterson Moreland Sauer Whisman, Inc., Everen Securities, Inc., Lovett Underwood Neuhaus & Webb, Inc., and Boettcher & Company, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles

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