Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Shulman is a financial advisor with Oppenheimer & Co. Inc. Scott has been in the financial services industry since 1983. Scott holds Series 7 and Series 63 licenses, and is registered to provide investment advice in multiple states, including District of Columbia, Florida, and Texas. Scott has a long history of experience with multiple firms, including RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, and Prudential Securities Incorporated. Scott's experience with various financial firms demonstrates a consistent commitment to the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
DC
11/01/2016 - Present
Oppenheimer & Co. Inc. (WASHINGTON DC)
MD
03/13/2009 - 08/23/2011
RBC CAPITAL MARKETS, LLC (ROCKVILLE MD)
MD
02/26/1996 - 03/13/2009
FERRIS, BAKER WATTS, LLC (ROCKVILLE MD)
NY
02/03/1988 - 01/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/28/1985 - 02/11/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
05/25/1983 - 06/03/1985
LAIDLAW ADAMS & PECK INC.
NA
01/19/1983 - 05/24/1983
KOONCE SECURITIES, INC.
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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