Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Ramo has been in the financial services industry since 1999. Currently, Scott Ramo is a registered representative of RBC Capital Markets, LLC. Scott Ramo holds licenses to operate in many states, including Florida and Texas. Scott Ramo's previous employers include Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Janney Montgomery Scott LLC, Prudential Securities Incorporated and Morgan Stanley DW Inc. Scott Ramo has a strong background in financial planning, portfolio management, and pension consulting. Scott Ramo provides services for a range of clients including individuals, businesses, charitable organizations, and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/28/2016 - Present
RBC Capital Markets, LLC (FORT LAUDERDALE FL)
FL
02/13/2013 - 06/16/2016
RAYMOND JAMES & ASSOCIATES, INC. (WESTON FL)
FL
06/23/2008 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FT. LAUDERDALE FL)
FL
01/03/2003 - 07/15/2008
JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)
NY
05/21/2001 - 01/09/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/02/1999 - 06/12/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/28/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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