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50,030 Results
Unclaimed

KMF Investments Management, LLC

location

DENTON, TX

0 Disclosures

ADVISOR BIO

Arvind Mallik is an investment advisor representative at KMF Investments Management, LLC, a Registered Investment Advisor firm in DENTON, TX. Arvind Mallik is a Series 65 licensed professional. Arvind Mallik has been with KMF Investments Management, LLC since January 2008. KMF Investments Management, LLC manages approximately $60 million in assets for 21 clients, including pooled investment vehicles and individuals. The firm specializes in managing private investment partnerships (hedge funds) and offers portfolio management services for individuals and pooled investment vehicles. The firm may also provide financial planning services on a discretionary and non-discretionary basis. KMF Investments Management, LLC is a registered investment advisor and is subject to SEC oversight.

SPECIALIZATIONS

Portfolio Management for Individuals
MANAGE PRIVATE INVESTMENT PARTNERSHIP (HEDGE FUND)
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Allen Investment Management, LLC | CFA ® (Certifications)

location

NEW YORK, NY

0 Disclosures

ADVISOR BIO

Arvind Srinivas Rangaraj is a registered Investment Advisor Representative with Allen Investment Management, LLC. Arvind has been in the industry since July 2010 and is a Chartered Financial Analyst. Arvind specializes in providing customized wealth management services, including portfolio management for individuals and pooled investment vehicles.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
CUSTOMIZED WEALTH MANAGEMENT SERVICES
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Vanguard Advisers, Inc.

location

SCOTTSDALE, AZ

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Aryeh Lightman is a financial advisor with Vanguard Advisers, Inc. Aryeh has been in the financial services industry since 2014 and is registered with FINRA and the state of Arizona. Aryeh is a Series 7, Series 63, and Series 65 licensed professional. Aryeh's specializations include investment management, financial planning, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

Pittsburgh, PA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Aryeh Goldberg is a financial advisor at Robert W. Baird & Co. Inc. Aryeh is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states. Aryeh Goldberg has been in the securities industry since August 17, 2016. Prior to joining Robert W. Baird & Co. Inc., Aryeh Goldberg was employed by Hefren-Tillotson, Inc.. Aryeh specializes in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles. Aryeh is also a board member of the Hillel Academy of Pittsburgh and Congregation Poale Zedeck.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Thornburg Investment Management Inc.

0 Disclosures

ADVISOR BIO

Arzoo ishaq Mulla is a registered representative with Thornburg Investment Management Inc. located in Santa Fe, New Mexico. Arzoo ishaq Mulla has been in the industry since March 2022. Arzoo ishaq Mulla works with a variety of clients, including individuals, high-net-worth individuals, corporations, investment companies, and pooled investment vehicles. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Aegis Capital Corp.

location

NEW YORK, NY

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Asa Savage is a financial advisor with Aegis Capital Corp., with over 25 years of experience in the industry. Asa is registered with the state of Oregon as an Investment Advisor Representative and is also registered in New York. Prior to joining Aegis Capital Corp., Asa worked at JHS Capital Advisors, LLC and Paulson Investment Company, Inc. Asa Savage has a strong track record of providing financial advice to individuals, businesses and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Onedigital Investment Advisors

location

OVERLAND PARK, KS

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Asa Kimo Kajihiro is a financial advisor with over 20 years of experience. Asa Kajihiro is currently a Managing Member at Onedigital Investment Advisors. Previously, Asa Kajihiro has worked at TRIAD ADVISORS LLC, LPL FINANCIAL LLC, and EDWARD JONES. Asa Kajihiro provides financial planning, portfolio management for individuals and businesses, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Putnam Investment Management, LLC

location

BOSTON, MA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Asad A Elmi is an investment advisor representative with Putnam Investment Management, LLC. Asad A Elmi is registered with the state of Massachusetts and has been in the industry since 2017. They hold Series 6, 7, and 63 licenses as well as the SIE. Prior to Putnam Investment Management, LLC, Asad A Elmi was associated with Putnam Retail Management Limited Partnership and Charles Schwab & Co., Inc..

SPECIALIZATIONS

Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Goldman Sachs & Co. LLC

location

NEW YORK, NY

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Asad Haider is a financial professional with over 20 years of experience in the industry. Asad is a registered representative with Goldman Sachs & Co. LLC, a leading global investment banking, securities and investment management firm. Asad's previous experience includes working with Morgan Stanley & Co. Incorporated. Asad has a broad range of expertise in the financial services industry and is dedicated to providing clients with personalized investment advice and solutions. Asad has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

SUGAR LAND, TX

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Asaf Glaich is a financial advisor who has been in the industry since 1999. Asaf is currently registered with Stifel, Nicolaus & Company, Inc. Asaf has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated before joining Stifel, Nicolaus & Company, Inc. Asaf holds the following licenses: Series 66, Series 10, Series 9, SIE, and Series 7. Asaf's firm, Stifel, Nicolaus & Company, Inc., manages assets for individuals, investment companies, pooled investment vehicles, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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