Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asaf? Claim Your ProfileAsaf Glaich is a financial advisor who has been in the industry since 1999. Asaf is currently registered with Stifel, Nicolaus & Company, Inc. Asaf has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated before joining Stifel, Nicolaus & Company, Inc. Asaf holds the following licenses: Series 66, Series 10, Series 9, SIE, and Series 7. Asaf's firm, Stifel, Nicolaus & Company, Inc., manages assets for individuals, investment companies, pooled investment vehicles, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/20/2021 - Present
Stifel, Nicolaus & Company, Inc. (SUGAR LAND TX)
TX
08/14/1999 - 01/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BOTH
Issued 10/06/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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