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Asa Lee Savage

Aegis Capital Corp.

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About Asa Lee Savage

Asa Savage is a financial advisor with Aegis Capital Corp., with over 25 years of experience in the industry. Asa is registered with the state of Oregon as an Investment Advisor Representative and is also registered in New York. Prior to joining Aegis Capital Corp., Asa worked at JHS Capital Advisors, LLC and Paulson Investment Company, Inc. Asa Savage has a strong track record of providing financial advice to individuals, businesses and pooled investment vehicles.

Firm Information

Asa Savage is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Asa Savage’s Registration & Firm History

AZ

07/08/2015 - Present

Aegis Capital Corp. (Sun City West AZ)

OR

04/02/2012 - 07/07/2015

JHS CAPITAL ADVISORS, LLC (SALEM OR)

OR

01/01/1998 - 04/11/2012

PAULSON INVESTMENT COMPANY, INC. (SALEM OR)

OR

08/07/1997 - 10/30/1997

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

IL

04/18/1997 - 06/26/1997

TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)

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Licenses & Designations

IA

Issued 12/11/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1997

Series 7 - General Securities Representative Examination

BC

Issued 04/17/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Asa Lee Savage. Review regulatory record here.
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