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Portfolio Management for Investment Companies Advisors
5,918 Results
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Garden City, NY

experience

31 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Adrian is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Garden City, NY. Michael has been in the financial services industry since 1994 and has worked with a variety of firms including FSC Securities Corporation and Royal Alliance Associates, Inc. Michael holds a Series 63 and Series 7 license, in addition to the SIE exam. Michael's specializations include portfolio management for individuals and businesses, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Glen Carbon, IL

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Michael Babcock is a financial advisor with Cambridge Investment Research Advisors, Inc. in Glen Carbon, Illinois. Michael has been in the industry since 2000 and is registered with both FINRA and the state of Illinois as an investment advisor representative. Michael has experience working with a variety of clients, including individuals, high-net-worth individuals, and retirement plans. Michael also has experience working with charitable organizations and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

OH CAP Asset Management | CFA ® (Certifications)

location

FRISCO, TX

0 Disclosures

ADVISOR BIO

Michael Aussieker is an Investment Advisor Representative at Oh Cap Asset Management, LLC. Michael has been in the financial services industry since 2004. Michael holds the Series 7, Series 55 and Series 63 securities licenses, and is a Chartered Financial Analyst (CFA). Michael specializes in financial planning, market timing, and portfolio management for businesses and individuals. Michael has held previous positions at MULTI-FINANCIAL SECURITIES CORPORATION, PRIMEVEST FINANCIAL SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, and ING FINANCIAL PARTNERS, INC. Michael resides in Frisco, Texas.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Manchester, VT

experience

23 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Paul Sherman is a financial advisor with Cambridge Investment Research Advisors, Inc., based in Manchester, Vermont. Michael has been in the industry since 2002. Michael has a Series 7, Series 63, and Series 66 license. Michael also holds the Securities Industry Essentials (SIE) exam. Michael has worked for Summit Brokerage Services, Inc. and Wells Fargo Advisors, LLC before joining Cambridge Investment Research Advisors, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Towers Watson Investment Services, Inc. | CFA ® (Certifications)

location

Atlanta, GA

0 Disclosures

ADVISOR BIO

Michael Joseph Thomas is an investment advisor representative with Towers Watson Investment Services, Inc. Michael is registered with the state of Texas. Michael is a Chartered Financial Analyst. Michael has been in the industry since January 2000 and is located in Atlanta, Georgia. Towers Watson Investment Services, Inc. is a fee-based investment advisory firm that offers advisory services such as pension consulting, educational seminars, and market timing services. The firm manages assets for individuals, corporations and pooled investment vehicles.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
SEE SCHEDULE D, MISCELLANEOUS, FOR A DESCRIPTION OF OTHER ADVISORY SERVICES
Portfolio Management for Pooled Investment Vehicles
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Mobile, AL

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Michael Turlington is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Michael has been in the industry since 2012 and has experience with Voya Financial Advisors, Inc. and MML Investors Services, LLC. Michael holds the Series 6, 7, 63, and 65 securities licenses, and the SIE exam. Michael is registered to offer advisory services in Alabama, Texas, Florida, Georgia, Illinois, and Mississippi. Michael also offers financial planning services and has experience working with individuals, high-net-worth individuals, pension plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Springfield, IL

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Michael Simmons is a registered representative and investment advisor representative with Cambridge Investment Research Advisors, Inc. Michael has been in the financial services industry since 2001. Michael has passed the Series 6, Series 7, Series 63 and Series 65 exams and is currently registered in Florida, Illinois, Missouri, Tennessee and Texas. Michael specializes in financial planning, pension consulting, educational seminars, market timing services and selection of other advisers. Michael is also a registered representative with Cambridge Investment Research, Inc. Michael is also the owner of MMCA Insurance Agency and MMCA Financial.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

GWN Securities Inc.

location

INDIANAPOLIS, IN

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Michael McGee is a financial advisor with over 25 years of experience in the financial services industry. Michael is currently registered with GWN Securities Inc. as a Registered Representative and Investment Advisor Representative. Michael also has experience with OneAmerica Securities, Inc. and American United Life Insurance Company. Michael holds the Series 6, Series 63, and Series 65 licenses, as well as the SIE. Michael specializes in providing financial planning, market timing services, selection of other advisors, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Pittsburgh, PA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Michael Alois Wiedt is a financial advisor with over 30 years of experience in the industry. Michael currently works with Cambridge Investment Research Advisors, Inc. and provides services to a variety of clients, including individuals, high-net-worth individuals, and charitable organizations. Prior to joining Cambridge, Michael worked for JANNEY MONTGOMERY SCOTT LLC and PARKER/HUNTER INCORPORATED. Michael holds several licenses and certifications, including Series 3, Series 7, Series 63 and Series 65. Michael is registered to provide investment advice in Arizona, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Missouri, New York, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington and West Virginia. Michael is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Melbourne, FL

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Michael Conway is a financial advisor at Cambridge Investment Research Advisors, Inc., based in Melbourne, FL. Michael is a registered representative in Florida and New Hampshire and holds Series 7, Series 66, and SIE licenses. Michael has been in the financial industry since 2023 and has a background in accounting, bookkeeping, and payroll services. Michael is committed to providing clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services

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