Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Babcock is a financial advisor with Cambridge Investment Research Advisors, Inc. in Glen Carbon, Illinois. Michael has been in the industry since 2000 and is registered with both FINRA and the state of Illinois as an investment advisor representative. Michael has experience working with a variety of clients, including individuals, high-net-worth individuals, and retirement plans. Michael also has experience working with charitable organizations and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
07/01/2019 - Present
Cambridge Investment Research Advisors, Inc. (Glen Carbon IL)
IL
11/23/2015 - 07/25/2019
B.B. GRAHAM & COMPANY, INC. (Glen Carbon IL)
IL
03/07/2013 - 11/25/2015
ALTON SECURITIES GROUP INC. (ALTON IL)
IL
02/09/2010 - 12/06/2012
MML INVESTORS SERVICES, LLC (GLEN CARBON IL)
IL
09/08/2000 - 11/25/2009
FARMERS FINANCIAL SOLUTIONS, LLC (GLEN CARBON IL)
IL
01/12/2000 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IA
Issued 12/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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