Unclaimed
Michael Aussieker is an Investment Advisor Representative at Oh Cap Asset Management, LLC. Michael has been in the financial services industry since 2004. Michael holds the Series 7, Series 55 and Series 63 securities licenses, and is a Chartered Financial Analyst (CFA). Michael specializes in financial planning, market timing, and portfolio management for businesses and individuals. Michael has held previous positions at MULTI-FINANCIAL SECURITIES CORPORATION, PRIMEVEST FINANCIAL SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, and ING FINANCIAL PARTNERS, INC. Michael resides in Frisco, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/15/2024 - Present
OH CAP Asset Management (FRISCO TX)
CO
09/26/2006 - 08/04/2010
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MN
09/26/2006 - 08/04/2010
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
09/06/2006 - 08/04/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
09/26/2006 - 08/03/2010
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
BC
Issued 02/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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