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Financial Planning Services Advisors in Memphis, Tennessee
1,039 Results
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

James Edmund McBride is a financial advisor with Stifel, Nicolaus & Company, Inc. James has been in the industry since December 7, 1982. James has been a registered representative with the firm since April 22, 2022. James is licensed in Arkansas, New York, Tennessee and Texas. James has experience with a variety of investment products and services, including investment banking, municipal securities, and general securities. James is also a Registered Representative. James's background includes previous roles at Vining-Sparks IBG, LLC, IBAA Securities Corporation, Vining-Sparks Securities, Inc., Union Planters Investment Bankers Group, Inc., and Southern Securities Investment Bankers, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

James Lee Brown is a financial advisor with over 25 years of experience in the financial services industry. James has a Series 7, Series 63, Series 24, Series 4, Series 53, Series 55, Series 57, Series 79, Series 99, and SIE licenses. James is currently registered with Raymond James & Associates, Inc. and has been with them since 2013. Prior to that, James was a financial advisor with MORGAN KEEGAN & COMPANY, INC., PFIC SECURITIES CORPORATION, and FLEET SECURITIES, INC. James provides a range of financial services including financial planning, portfolio management, and pension consulting. James is a highly experienced and qualified financial advisor who is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

James Birdwell is a financial advisor with Raymond James & Associates, Inc., an investment firm with over $433 billion in assets under management. James specializes in a variety of financial services including portfolio management, financial planning, and pension consulting. James has been working in the financial industry since 1988. James is licensed to provide financial advice in 19 states. James also holds the Series 50, 52, 53 and 63 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

MEMPHIS, TN

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

James Euart Cochran is a financial advisor with Commonwealth Financial Network. James has been in the financial industry since January 2009 and has experience in providing financial planning, portfolio management, and insurance services. James holds a Series 7, Series 66, and Series 24 license and is also a Certified Financial Planner. James is registered in 31 states. In addition to his role with Commonwealth Financial Network, James is also a co-owner of Summit Wealth Group, a private entity established to facilitate securities, advisory, and insurance business. James is committed to providing his clients with personalized financial advice and strategies that meet their individual needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

James Todd Kirshbaum is a financial advisor with Raymond James & Associates, Inc. James has been in the financial services industry since 1998 and has worked for several reputable firms, including MORGAN KEEGAN & COMPANY, INC. and Wachovia Securities, LLC. James is registered with the state of Tennessee and holds the Series 7, Series 63, and SIE licenses. His firm offers a wide range of financial services, including financial planning, portfolio management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Hightower Advisors, LLC

location

Memphis, TN

0 Disclosures

ADVISOR BIO

James David Duke is an Investment Advisor Representative registered with the state of Tennessee, representing Hightower Advisors, LLC. James has been working in the financial services industry since 2006. James is Series 65 licensed and has a state exam category of Uniform Investment Adviser Law Examination. James's areas of specialization include: portfolio management for individuals and businesses, financial planning, pension consulting, selection of other advisors, and treasury management for corporate clients. James is a licensed professional and is committed to helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TREASURY MANAGEMENT FOR CORPORATE CLIENTS
Unclaimed

Ameriprise Financial Services, LLC | CFP ® (Certifications)

location

Memphis, TN

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

James Whitehead is a financial advisor with Ameriprise Financial Services, LLC. James has been in the industry since January 2002. James has a Series 6, Series 7, and Series 63 license, as well as the SIE exam. James is also a Certified Financial Planner. Ameriprise Financial Services, LLC provides financial planning, portfolio management, and asset allocation services. James Whitehead works out of the Memphis, TN branch office of Ameriprise Financial Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

James Bradley Smith is a financial advisor with Raymond James & Associates, Inc. James has been in the industry since 2004. James holds the Series 7, Series 63, and SIE licenses. James is registered in Tennessee. Previously, James worked for MORGAN KEEGAN & COMPANY, INC..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

28 Years Experience

disclosure

9 Disclosures

ADVISOR BIO

James Forrest Burnett has been in the securities industry since August 27, 1996. James is currently registered with Raymond James & Associates, Inc. and has been with the firm since February 2013. Prior to joining Raymond James & Associates, Inc., James was registered with MORGAN KEEGAN & COMPANY, INC. and NBC CAPITAL MARKETS GROUP, INC. James is registered to provide securities advice and investment advisory services in Alabama, Alaska, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New York, North Carolina, Ohio, Oklahoma, Rhode Island, South Carolina, Tennessee, Texas, Virginia, Wisconsin, and Wyoming. James is a Series 7 and Series 63 licensed professional.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

James Thornton Edwards is a financial advisor associated with Raymond James & Associates, Inc. James has been in the financial services industry for over 8 years. James is licensed to offer securities and investment advisory services in numerous states. In addition to the Series 66, James also holds the Series 7 and SIE exams. James provides financial planning, portfolio management, and investment advisory services for individuals, businesses, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS

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