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Financial Planning Services Advisors in Memphis, Tennessee
1,039 Results
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Ewing Carruthers is a financial professional with over 38 years of experience in the industry. Ewing is currently registered with Stifel, Nicolaus & Company, Inc. Ewing has a wide range of experience, including working with clients in various capacities. Ewing's previous experience includes roles at Vining-Sparks IBG, LLC, ICBA Securities, NBC Capital Markets Group, Inc., MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company. Ewing has a diverse set of licenses and registrations that reflect Ewing's broad expertise in the financial services industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

UBS Financial Services Inc.

location

MEMPHIS, TN

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Falls Shannon Robinson is a financial advisor who is registered with UBS Financial Services Inc. Falls has been in the financial services industry since 2007. Falls is a registered representative in both Tennessee and Texas. Falls has a Series 7, Series 63, and Series 65 license. Falls has experience working with a wide range of clients, including individuals, families, businesses, and institutions. Falls offers a variety of financial services, including investment management, financial planning, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

MEMPHIS, TN

experience

19 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Forrest Dunn is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Memphis, Tennessee. Forrest has been in the securities industry since 2006 and holds both Series 7 and Series 66 licenses. Forrest is registered to provide investment advice in 22 states. Forrest has a history of working in the financial industry. Forrest is also registered to provide investment advice in Texas.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

MEMPHIS, TN

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Frances L. Miley is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Memphis, TN. Frances has been in the securities industry since 2009 and holds the Series 7 and Securities Industry Essentials (SIE) licenses.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Francis E. Campagna is a financial professional registered with Stifel, Nicolaus & Company, Inc. Francis is currently located in Memphis, TN, with a branch office at 775 Ridge Lake Blvd, Suite 200. Francis has been in the industry since August 2023. Francis is a Series 7TO and SIE licensed professional. Francis's firm, Stifel, Nicolaus & Company, Inc., is a large financial firm with over $149 billion in assets under management. Stifel, Nicolaus & Company, Inc. provides financial planning, portfolio management, and other services to a variety of clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

B. Riley Wealth Advisors, Inc.

location

Memphis, TN

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Francis Cunningham is a financial advisor with B. Riley Wealth Advisors, Inc. Francis Cunningham has been in the industry since March 23, 1999. Francis Cunningham is registered in 10 states and holds Series 63, Series 52TO, SIE, Series 7, and Series 52 licenses. Francis Cunningham is a specialist in financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for both businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Frank Pearson Hedgepeth is a financial advisor with Stifel, Nicolaus & Company, Inc. Frank has over 14 years of experience in the financial services industry. Frank has a strong background in providing financial planning and portfolio management services to individuals, families, and businesses. Frank is also registered to provide investment advisory services in 16 states and holds the Series 7, Series 63, Series 66, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Frank Barrett Smith is a financial advisor with over 20 years of experience in the financial services industry. Frank is currently registered with Stifel, Nicolaus & Company, Inc. and has held previous positions at RAYMOND JAMES & ASSOCIATES, INC., CANTOR FITZGERALD & CO., HORNOR, TOWNSEND & KENT, INC., and NEW ENGLAND SECURITIES. Frank holds the Series 6, Series 7, Series 63, and SIE licenses and is registered in 19 states. Frank has a broad range of experience serving individual and institutional clients, including high-net-worth individuals, corporations, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James & Associates, Inc.

location

Memphis, TN

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Franklin Caldwell is a financial advisor with Raymond James & Associates, Inc. located in Memphis, TN. Franklin Caldwell has been in the financial industry since March 2019. Franklin Caldwell is licensed to offer securities in 51 states. Franklin Caldwell holds the Series 7TO, Series 63, and SIE exams. Franklin Caldwell has been with Raymond James & Associates, Inc. since March 2019.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MEMPHIS, TN

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Fred Kelly is a financial professional with over 14 years of experience in the industry. Fred currently works as a Registered Representative for Stifel, Nicolaus & Company, Inc. in Memphis, Tennessee. Fred has experience in investment banking and has held previous positions at Vining-Sparks IBG, LLC and ICBA Securities. Fred is licensed to sell securities in eleven states and has a Series 7, Series 63, Series 79, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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