Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Edmund McBride is a financial advisor with Stifel, Nicolaus & Company, Inc. James has been in the industry since December 7, 1982. James has been a registered representative with the firm since April 22, 2022. James is licensed in Arkansas, New York, Tennessee and Texas. James has experience with a variety of investment products and services, including investment banking, municipal securities, and general securities. James is also a Registered Representative. James's background includes previous roles at Vining-Sparks IBG, LLC, IBAA Securities Corporation, Vining-Sparks Securities, Inc., Union Planters Investment Bankers Group, Inc., and Southern Securities Investment Bankers, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
01/01/1991 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
10/16/1990 - 03/19/1998
IBAA SECURITIES CORPORATION (MEMPHIS TN)
NA
09/10/1990 - 01/01/1991
VINING-SPARKS SECURITIES, INC.
NA
10/22/1988 - 10/01/1990
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
NA
10/21/1987 - 09/23/1988
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
NA
10/14/1982 - 09/23/1987
DUNCAN-WILLIAMS, INC.
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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