Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ewing? Claim Your ProfileEwing Carruthers is a financial professional with over 38 years of experience in the industry. Ewing is currently registered with Stifel, Nicolaus & Company, Inc. Ewing has a wide range of experience, including working with clients in various capacities. Ewing's previous experience includes roles at Vining-Sparks IBG, LLC, ICBA Securities, NBC Capital Markets Group, Inc., MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company. Ewing has a diverse set of licenses and registrations that reflect Ewing's broad expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
02/13/1996 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
02/20/1996 - 12/17/2019
ICBA SECURITIES (MEMPHIS TN)
TN
02/12/1992 - 12/04/1995
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
MA
01/02/1988 - 01/30/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/07/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 02/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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