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Financial Advisors in Maryland
10,173 Results
Unclaimed

Raymond James & Associates, Inc.

location

Potomac, MD

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Robert Erik Hahne is a financial advisor with Raymond James & Associates, Inc. Robert has been in the financial services industry since 1995 and holds a number of licenses and certifications, including Series 3, 7, 50, 53, 63, 79TO and SIE. Robert has worked with a variety of clients, including individuals, corporations, and institutions. Robert offers a variety of services, including financial planning, portfolio management, and investment banking. Robert has worked at several firms in the past, including MORGAN KEEGAN & COMPANY, INC., DEUTSCHE BANK SECURITIES INC., MELLON FINANCIAL MARKETS, INC., NATIONSBANC-CRT SERVICES, INC., and NATIONSBANC CAPITAL MARKETS, INC.. Robert has worked with clients in a number of states, including California, Florida, Georgia, Idaho, Maryland, Minnesota, South Carolina, Tennessee, and Virginia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed
location

Hunt Valley, MD

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Robert Lee Smith is an investment advisor with Morgan Stanley. Robert Lee Smith has been in the securities industry since October 2004. Robert Lee Smith is registered with the Securities and Exchange Commission (SEC) and is licensed to conduct securities business in all 50 states, the District of Columbia and Puerto Rico. Robert Lee Smith previously worked at WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Brown Advisory | CFA ® (Certifications)

location

BALTIMORE, MD

0 Disclosures

ADVISOR BIO

Robert Hutchings Vernon is an investment advisor representative with Brown Advisory. Robert has been in the securities industry for over 30 years and is a Chartered Financial Analyst. Robert specializes in working with high-net-worth individuals, families, and institutions. Robert has experience in providing portfolio management services, financial planning, and selection of other advisers. He is committed to providing personalized investment advice tailored to each client's specific needs and goals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

Lutherville, MD

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Robert Brian Broseker is an Investment Advisor Representative with Morgan Stanley, located in Lutherville, Maryland. Robert has been in the industry since July 1998. Robert holds a Series 6, 7, 31, and 63 licenses as well as a Series 65 license. Robert has worked at several firms in the financial industry including Citigroup Global Markets Inc., Morgan Stanley DW Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Robert has been registered with Morgan Stanley since June 2009.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Grove Point Advisors, LLC

location

ROCKVILLE, MD

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Robert Lewis Baker is an investment advisor representative with Grove Point Advisors, LLC. Robert has been in the industry since 2013. Robert is registered to provide investment advice in 27 states. Robert has a Series 6, 7, and 66 license and is also a registered representative. Grove Point Advisors, LLC has approximately $2.4 billion in assets under management. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Shot Tower Securities LLC

location

Baltimore, MD

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Robert Wayne Law is a financial professional based in Baltimore, Maryland. With over 15 years of experience in the industry, Robert has a proven track record of success. Robert is currently registered with Shot Tower Securities LLC, a firm known for its commitment to providing personalized financial guidance to individuals and families. Robert's prior experience includes roles at Stout Causey Capital Corporation and Signal Hill Capital Group LLC, both reputable financial institutions. Robert holds several industry credentials, including Series 7, Series 24, Series 63, and Series 79TO licenses. Robert is dedicated to helping clients achieve their financial goals and is committed to providing the highest level of service.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HUNT VALLEY, MD

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Robert J Carrozza is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert J Carrozza has been in the securities industry since July 18, 2011 and has been with the firm since May 2011. Robert J Carrozza holds a Series 66, Series 7, Series 9, Series 10 and SIE license. Robert J Carrozza is registered in 53 states and the District of Columbia. Merrill Lynch, Pierce, Fenner & Smith Inc. is a large financial services company that offers a wide range of products and services, including investment management, financial planning, and insurance. The firm manages over $1 trillion in assets.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

XML Financial Group

location

BETHESDA, MD

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Robert Kantor is a financial advisor in Bethesda, MD. He is a registered representative with XML Financial Group, with over 30 years of experience in the industry. Robert has a wide range of experience, including financial planning, portfolio management, and retirement planning. He is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals. Robert is committed to providing exceptional service and building long-term relationships with clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

PFS Investments Inc.

location

LANHAM, MD

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Robert Henry Reeder is a financial professional with over 30 years of experience in the industry. Robert is currently registered with PFS Investments Inc. and holds the Series 6, Series 63 and SIE licenses. Robert specializes in portfolio management for individuals. PFS Investments Inc. is a financial firm with over 3500 licensed agents and advisors that offers portfolio management services for individuals, corporations and charitable organizations.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Profunds Distributors, Inc.

location

BETHESDA, MD

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Robert Garrett Deeter is a financial advisor at Profunds Distributors, Inc. with over 2 years of experience in the financial services industry. Robert has a Series 7TO, Series 63 and SIE. Robert is registered in Maryland and Virginia. Robert was previously registered with UBS Financial Services Inc. in California.

SPECIALIZATIONS

No specializations listed.

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