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Robert Wayne Law

Shot Tower Securities LLC

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About Robert Wayne Law

Robert Wayne Law is a financial professional based in Baltimore, Maryland. With over 15 years of experience in the industry, Robert has a proven track record of success. Robert is currently registered with Shot Tower Securities LLC, a firm known for its commitment to providing personalized financial guidance to individuals and families. Robert's prior experience includes roles at Stout Causey Capital Corporation and Signal Hill Capital Group LLC, both reputable financial institutions. Robert holds several industry credentials, including Series 7, Series 24, Series 63, and Series 79TO licenses. Robert is dedicated to helping clients achieve their financial goals and is committed to providing the highest level of service.

Firm Information

Robert Law is currently registered with Shot Tower Securities LLC. Shot Tower Securities LLC is a Limited Liability Company formed on September 26, 2013. The firm is registered in California, Maryland, New York, and Tennessee. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Law’s Registration & Firm History

MD

06/10/2014 - Present

Shot Tower Securities LLC (Baltimore MD)

MD

04/09/2012 - 06/19/2014

STOUT CAUSEY CAPITAL CORPORATION (BALTIMORE MD)

MD

09/08/2008 - 01/04/2012

SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)

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Licenses & Designations

BC

Issued 07/31/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Wayne Law.
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