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Financial Advisors in Maryland
10,173 Results
Unclaimed

RBC Capital Markets, LLC

location

Bel Air, MD

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

John Howard Sutton is an investment advisor representative with RBC Capital Markets, LLC. John has been in the securities industry since August 21, 1997. John is registered in 40 states and has Series 7, 9, 10, 31, 63 and 65 licenses. John has previously been registered with Tucker Anthony Incorporated and First Union Capital Markets Corp. John specializes in serving individuals, high net worth individuals, corporations or other businesses, investment companies, banking or thrift institutions, pension and profit-sharing plans, state or municipal government entities, charitable organizations and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Cetera Investment Advisers LLC

location

BETHESDA, MD

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

John Maginnis is a financial advisor with Cetera Investment Advisers LLC. John has been in the financial services industry since 2006. John's experience spans across multiple firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc.. John holds the Series 7, Series 63, and Series 65 licenses. John has a strong track record of providing financial advice and delivering financial solutions to corporate executives, retirees, and their families.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

BALTIMORE, MD

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

John Scott Rogers is an investment advisor representative with LPL Financial LLC in Baltimore, MD. John Rogers has been in the financial services industry since March 20, 1988. John Rogers is registered with the state of Maryland and has previously worked with Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Templeton Funds Distributor, Inc., and T. Rowe Price Investment Services, Inc. John Rogers is also a registered representative with FINRA and is an active member of the Securities Industry and Financial Markets Association (SIFMA). John Rogers is a Registered Representative and Investment Advisor Representative and provides Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors and Portfolio Management for Individuals, Investment Companies, Businesses, and Pooled Investment Vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

BALTIMORE, MD

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

John Norman Oliver is a financial professional with over 30 years of experience in the industry. John has been with Chapin, Davis since 2001 and has also worked at PEREMEL & CO., INC. and QUICK & REILLY, INC. John is registered to offer investment advice and securities in several states including Maryland, California, New York, Pennsylvania, and Virginia. John's areas of specialization include financial planning, portfolio management for individuals and businesses, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

ANNAPOLIS, MD

experience

37 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

John Leo Ahearn is a financial advisor with UBS Financial Services Inc. John has been in the financial industry since June 25, 1987. John is registered with the Financial Industry Regulatory Authority (FINRA) and has passed several securities exams, including the Series 7, Series 9, Series 10, and SIE exams. John is currently registered in several states, including Maryland, Tennessee, and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

ROCKVILLE, MD

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

John Brian Oettinger is a financial advisor at LPL Financial LLC. John has been in the financial industry since 1998. John has been registered with LPL Financial LLC since 2007. John has a Series 63, Series 65, Series 7 and SIE license. John is also a Certified Financial Planner. John provides financial planning services to individuals, families, and businesses. John's clients include high-net-worth individuals, insurance companies, charitable organizations, pension and profit sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. John also provides consulting and other non-discretionary advisory services. John is a member of the Financial Industry Regulatory Authority (FINRA).

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Osaic Advisory Services, LLC

location

CENTREVILLE, MD

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

John Cvach is a financial advisor with over 30 years of experience in the industry. John is currently registered with Osaic Advisory Services, LLC in Maryland and has previously worked with Securities America, Inc., Securities Service Network, LLC, Medallion Investment Services, Inc., Securities Service Network, Inc., IFG Network Securities, Inc., and Comprehensive Financial Services, Inc. John holds several licenses and certifications, including Series 6, 7, 24, 27, 53, 63, 65, 99TO, and SIE. John is committed to providing comprehensive financial planning services to individuals, families, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

THE Colony Group, LLC

location

Hunt Valley, MD

0 Disclosures

ADVISOR BIO

John Gordon Heinlein is a financial advisor with The Colony Group, LLC based in Hunt Valley, Maryland. John has been a registered Investment Advisor representative in Maryland and Texas since June 4th, 2024. John's previous experience includes working with First Security Financial Advisors, Inc. in Dallas, Texas and American Express Financial Advisors Inc. in Minneapolis, Minnesota. John has a strong background in the financial services industry, having passed the Series 7 and Series 65 exams. John is committed to providing personalized financial advice and guidance to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS..
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

COLUMBIA, MD

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

John O. Nauss is a registered representative of TIAA-CREF Individual & Institutional Services, LLC. John has been in the industry since 2009. John is registered with the state of Maryland as an Investment Advisor Representative. John has been employed with TIAA-CREF Individual & Institutional Services, LLC since 2013. John has passed Series 63, Series 66, Series 7, Series 24, and SIE examinations. John has been with the firm since 2013. John is registered with the states of Delaware, District of Columbia, Maryland, New Jersey, Pennsylvania, and Virginia. John's firm specializes in providing financial planning, portfolio management for individuals, and the selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Foreside Fund Services, LLC

location

BALTIMORE, MD

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

John Hohweiler is a financial professional with over 25 years of experience in the industry. John is currently registered with Foreside Fund Services, LLC and has been with the firm since 2019. Prior to joining Foreside Fund Services, LLC, John worked at B. Riley FBR, INC., B. Riley & CO., LLC, Wunderlich Securities, INC., Stanford Group Company, Davenport & Company LLC, and Tucker Anthony Incorporated. John holds FINRA Series 63, Series 7 and SIE licenses. John is registered in 10 states: Arizona, California, District of Columbia, Florida, Maryland, New York, Ohio, Pennsylvania, Texas and Virginia.

SPECIALIZATIONS

No specializations listed.

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