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Financial Advisors in Maryland
10,173 Results
Unclaimed

RBC Capital Markets, LLC

location

ANNAPOLIS, MD

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Joan Livingston has been in the financial industry for over 20 years. She is a registered representative and investment advisor with RBC Capital Markets, LLC. She has experience working with a wide range of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Joan is committed to providing her clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

Lutherville, MD

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Joann Frances Stout is a financial advisor who has been in the industry for over 38 years. She has been with Morgan Stanley since August 2011. Previously, Joann was a registered representative with T. Rowe Price Investment Services, Inc. Joann is licensed to provide investment advice in 47 states and holds Series 6, 7, 22, 63, and 66 licenses. Joann specializes in financial planning, pension consulting, portfolio management for individuals, businesses and investment companies, asset allocation advice, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

T. Rowe Price Investment Services, Inc.

location

Owings Mills, MD

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Joanna Frank is a financial professional with over 10 years of experience in the industry. Joanna is a registered representative and investment advisor representative with T. Rowe Price Investment Services, Inc. Joanna is licensed in California and Maryland. Joanna holds Series 6, 7, 24, 52TO, 53 and 63 licenses. Joanna is an active participant in the financial services industry and has a strong commitment to providing her clients with personalized financial advice.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

TOWSON, MD

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Joanna Sunday Eyere is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Joanna has been in the securities industry since January 7, 2019. Joanna is licensed in 47 states. Joanna's firm offers a wide range of investment products and services, including portfolio management for individuals and businesses. The firm also provides educational seminars and research reports and services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

RBC Capital Markets, LLC

location

ANNAPOLIS, MD

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Joanna St. clair is a financial advisor in ANNAPOLIS, MD. Joanna has been working in the financial services industry for over 25 years. Joanna is registered with RBC Capital Markets, LLC and has been with them since February 2006. Prior to that, Joanna was employed by Tucker Anthony Incorporated from May 1999 to March 2002, BT Alex. Brown Incorporated from September 1997 to April 1999 and Alex. Brown & Sons Incorporated from November 1996 to September 1997. Joanna holds a Series 7, 63, and 66 license. Joanna specializes in providing investment advice to high-net-worth individuals, businesses, pension and profit sharing plans, charitable organizations, and other institutional clients. Joanna can provide a wide range of investment services, including financial planning, portfolio management, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

BETHESDA, MD

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Joanne Nolan is an experienced financial professional with over 10 years of experience in the industry. Joanne is currently registered with Osaic FA, Inc. and holds a Series 6, Series 63 and SIE licenses. Joanne is licensed to provide investment advice in Maryland, Michigan, and Virginia. Joanne has a proven track record of helping clients achieve their financial goals. Joanne specializes in providing a variety of financial services to clients, including retirement planning, educational seminars and selection of other advisers. Joanne focuses on working with individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
RETIREMENT PLAN CONSULTING SERVICES PROVIDED ON A LIMITED BASIS.
Unclaimed

PFS Investments Inc.

location

ELLICOTT CITY, MD

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Joanne Frances Hessey has been in the financial industry since March 4, 1998. Joanne is currently a registered representative with PFS Investments Inc., where she has been working since March 5, 1998. Joanne is registered to conduct business in Maryland and Pennsylvania. Joanne holds the Series 6, 26, and 63 securities licenses. Joanne is also a registered principal for Investment Company Products/Variable Contracts.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

BALTIMORE, MD

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Joanne Klemm is a financial professional with over 20 years of experience in the financial services industry. Currently, Joanne is an advisor at LPL Financial LLC, a leading independent broker-dealer. Previously, Joanne worked for M&T Securities, Inc. and UVEST Financial Services Group, Inc. Joanne has a broad range of experience, specializing in helping individuals and families achieve their financial goals. She holds the Series 6 and SIE licenses and has been a registered representative in Maryland since 2021.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

RBC Capital Markets, LLC

location

CHEVY CHASE, MD

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Joanne Yecies is a registered representative with RBC Capital Markets, LLC and has been in the industry since June 30, 2020. Joanne is licensed in 34 states and the District of Columbia. Joanne specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Joanne is also a member of the Holton-Arms School Alumnae Board.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

PFS Investments Inc.

location

ELLICOTT CITY, MD

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Jocelyne Melton has been an active investment advisor since July 5, 1994. Jocelyne is currently registered with PFS Investments Inc. in ELLICOTT CITY, MD. Jocelyne offers investment advisory services to individuals, corporations and charitable organizations.

SPECIALIZATIONS

Portfolio Management for Individuals

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