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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fuggi is an active investment advisor representative with Robert W. Baird & Co. Inc., with a focus on providing comprehensive investment advice and portfolio management services to a diverse client base. John has been in the financial industry since July 2012, previously working with Franklin Distributors, LLC and Vanguard Marketing Corporation. John holds both Series 7 and 63 securities licenses, as well as the Series 65 Investment Advisor license, demonstrating his commitment to meeting the highest professional standards. John is committed to providing individual and institutional clients with a customized approach to investment management, and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MD
05/02/2023 - Present
Robert W. Baird & Co. Inc. (Baltimore MD)
CT
07/23/2014 - 04/05/2023
FRANKLIN DISTRIBUTORS, LLC (STAMFORD CT)
NC
07/11/2012 - 07/25/2014
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 05/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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