Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joanna? Claim Your ProfileJoanna St. clair is a financial advisor in ANNAPOLIS, MD. Joanna has been working in the financial services industry for over 25 years. Joanna is registered with RBC Capital Markets, LLC and has been with them since February 2006. Prior to that, Joanna was employed by Tucker Anthony Incorporated from May 1999 to March 2002, BT Alex. Brown Incorporated from September 1997 to April 1999 and Alex. Brown & Sons Incorporated from November 1996 to September 1997. Joanna holds a Series 7, 63, and 66 license. Joanna specializes in providing investment advice to high-net-worth individuals, businesses, pension and profit sharing plans, charitable organizations, and other institutional clients. Joanna can provide a wide range of investment services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/27/2006 - Present
RBC Capital Markets, LLC (ANNAPOLIS MD)
MA
05/07/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MD
09/01/1997 - 04/27/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
11/06/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 02/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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