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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Investment Distributors, Inc.

location

Covington, KY

experience

7 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Moses Byiringiro Mwizerwa is a financial professional with over 5 years of experience in the industry. Moses is currently registered with Investment Distributors, Inc. and is licensed to sell securities in Tennessee. Moses previously worked at THE LEADERS GROUP, INC. and JACKSON NATIONAL LIFE DISTRIBUTORS LLC. Moses holds the Series 6, Series 63, and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Mosi Adia Clark-cobbs is a registered representative with Fidelity Personal and Workplace Advisors, in Covington, Kentucky. Mosi has been in the industry for 6 years and is licensed to offer securities and advisory services in Kentucky, Florida, and West Virginia. Clark-cobbs is Series 6, 7, 63, and 66 licensed. Mosi specializes in providing financial planning, portfolio management for individuals, and portfolio management for businesses.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Motoi Nishihata is a financial professional with Fidelity Brokerage Services LLC. Motoi has been in the securities industry since December 2018. Motoi is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states. Motoi has passed the Series 7, Series 63 and SIE exams.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Lexington, KY

experience

45 Years Experience

0 Disclosures

ADVISOR BIO

M tinder Harris has been a registered investment advisor since 1992 and has over 40 years of experience in the financial services industry. M tinder Harris is currently registered with Morgan Stanley in Lexington, KY and Naples, FL. M tinder Harris was previously registered with UBS Financial Services Inc., Smith Barney Inc., Lehman Brothers Inc., E. F. Hutton & Company Inc., and Prudential-Bache Securities Inc. M tinder Harris specializes in investment management, asset allocation, and financial planning. M tinder Harris works with a variety of clients, including individuals, families, businesses, and institutions. M tinder Harris holds a Series 63, 65, 7, 8, 9, and 10 licenses. M tinder Harris is also a Registered Principal.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Ameriprise Financial Services, LLC | CFP ® (Certifications)

location

LOUISVILLE, KY

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Myra Marie Ryan is an investment advisor representative with Ameriprise Financial Services, LLC. Myra Marie Ryan has been in the securities industry since January 2018. Myra Marie Ryan's professional experience includes positions at Avantax Investment Services, Inc., Avantax Advisory Services, and Ameriprise Financial Services, LLC. Myra Marie Ryan is licensed to provide investment advice in Kentucky and Texas and is also registered as an investment advisor representative in California, Florida, Georgia, Indiana, Kentucky, New Jersey, Ohio, Oregon, Tennessee, and Texas. Myra Marie Ryan is a Certified Financial Planner. Myra Marie Ryan has a strong background in financial planning, portfolio management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

HENDERSON, KY

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Myra Jane O'Leary is a financial advisor at LPL Financial LLC with over 19 years of experience in the industry. Myra has a wide range of licenses and certifications, including the Series 6, 7, 63 and 65. Myra also has experience working at INVEST FINANCIAL CORPORATION and ONB INVESTMENT SERVICES, INC. Myra has a wide range of experience helping clients with their financial needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Nalisa Lutato is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Nalisa Lutato has been in the industry for over 16 years. Previously, Nalisa Lutato was employed by Morgan Stanley DW Inc., in White Plains, NY. Nalisa Lutato holds Series 66, Series 7TO, SIE, Series 31 and Series 7 licenses. Nalisa Lutato currently has registrations for both broker-dealer and investment advisor, including in New Jersey, Texas, and 52 other states.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fifth Third Securities, Inc. | CFP ® (Certifications)

location

FLORENCE, KY

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Nan Elga Matteson is a financial professional with over 18 years of experience in the financial services industry. Nan is currently registered with Fifth Third Securities, Inc. and has been with the firm since 2003. Nan holds a Series 66 license and a Certified Financial Planner designation. In addition to Nan's current role, Nan is also the owner of Queen City Flower Farm, a non-investment related business. Nan's experience and qualifications make Nan a valuable asset to any client seeking financial guidance.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SPONSOR WRAP FEE PROGRAM
Unclaimed

Nancy Barron & Associates, Inc.

location

LEXINGTON, KY

experience

49 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nancy Barron is a registered representative with Nancy Barron & Associates, Inc.. Nancy is a veteran of the financial services industry with over 40 years of experience. Nancy has held various roles at several firms, including Peregoff Rottman Barron Incorporated and First Security Brokerage Company of Kentucky. Nancy is a highly qualified professional with a deep understanding of the financial markets. Nancy is also committed to providing her clients with personalized service and advice.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Louisville, KY

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Nancy Mahoney is an active investment advisor representative with Morgan Stanley. Nancy has been in the industry since February 1994 and has registrations in 53 states. Nancy has passed numerous exams including the Series 66, Series 63, Series 10, Series 9, Series 8, SIE, Series 3, Series 31, and Series 7. Prior to joining Morgan Stanley, Nancy was employed by CITIGROUP GLOBAL MARKETS INC. in Lexington, KY.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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