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Nancy Truxtun Barron

Nancy Barron & Associates, Inc.

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About Nancy Truxtun Barron

Nancy Barron is a registered representative with Nancy Barron & Associates, Inc.. Nancy is a veteran of the financial services industry with over 40 years of experience. Nancy has held various roles at several firms, including Peregoff Rottman Barron Incorporated and First Security Brokerage Company of Kentucky. Nancy is a highly qualified professional with a deep understanding of the financial markets. Nancy is also committed to providing her clients with personalized service and advice.

Firm Information

Nancy Barron is currently registered with Nancy Barron & Associates, Inc.. Nancy Barron & Associates, Inc. is a Corporation formed on March 26, 1992. The firm is registered in 14 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Barron’s Registration & Firm History

KY

06/09/1992 - Present

Nancy Barron & Associates, Inc. (LEXINGTON KY)

MD

02/06/1990 - 07/09/1992

PEREGOFF ROTTMAN BARRON INCORPORATED (TOWSON MD)

NA

06/03/1986 - 02/10/1990

FIRST SECURITY BROKERAGE COMPANY OF KENTUCKY

NA

05/22/1985 - 07/10/1985

FIDELITY DISTRIBUTORS CORPORATION

NA

07/08/1974 - 06/02/1983

THOMSON MCKINNON SECURITIES INC.

NA

06/25/1973 - 08/19/1975

W. E. HUTTON & CO.

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/20/1986

Series 4 - Registered Options Principal Examination

BC

Issued 01/24/1986

Series 24 - General Securities Principal Examination

BC

Issued 03/22/1985

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/1982

Series 5 - Interest Rate Options Examination

BC

Issued 11/26/1980

Series 3 - National Commodity Futures Examination

BC

Issued 06/21/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nancy Truxtun Barron. Review regulatory record here.
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