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Financial Advisors in Kentucky
5,932 Results
Unclaimed

First Kentucky Securities Corp.

location

LOUISVILLE, KY

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Horlander is a registered investment advisor representative with First Kentucky Securities Corp. located in Louisville, Kentucky. Michael has been in the industry since 1995 and has experience working at Morgan Keegan & Company, Inc. and UBS Paine Webber Inc. Michael is licensed in several states and has a broad range of experience in the financial services industry.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Unclaimed

Fifth Third Securities, Inc.

location

LOUISVILLE, KY

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Michael Harned is a financial advisor with Fifth Third Securities, Inc. located in LOUISVILLE, KY. Michael has been in the industry since 2005 and is registered in Kentucky. Michael offers financial planning, portfolio management for businesses and individuals, and selection of other advisors. Michael has held previous positions at PNC INVESTMENTS and NATCITY INVESTMENTS, INC.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SPONSOR WRAP FEE PROGRAM
Unclaimed

Robert W. Baird & Co. Inc. | CFA ® (Certifications)

location

Ft Wright, KY

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Anderson Coombe is a financial advisor with Robert W. Baird & Co. Inc. based in Ft Wright, KY. Michael has been in the industry since 1991 and holds a Series 63, Series 66, and Series 7 license. Michael also has a Chartered Financial Analyst designation. Michael works with individuals, businesses, investment companies, charitable organizations, pension and profit sharing plans, insurance companies, and Taft Hartley union pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Michael Joseph Gardiner is a financial advisor licensed to provide financial advice in 53 states and the District of Columbia. Michael is a registered representative of Fidelity Brokerage Services LLC, with a branch office located in Covington, Kentucky. Michael has been in the securities industry for over three months.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Trust Alliance Wealth Partners LLC

location

OWENSBORO, KY

0 Disclosures

ADVISOR BIO

Michael Mather is an investment advisor representative with Trust Alliance Wealth Partners LLC. Michael has been in the industry since November 1999 and has passed the Series 66 and Series 7 exams. Michael is registered with the state of Kentucky. Prior to joining Trust Alliance Wealth Partners LLC, Michael worked for Westminster Financial Securities, Inc.. Michael also manages Pylorus Asset Management LLC, a business that owns commercial rental real estate.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Cambridge Investment Research Advisors, Inc. | CFP ®,CFC ® (Certifications)

location

Louisville, KY

disclosure

1 Disclosures

ADVISOR BIO

Michael Gross is a financial advisor with over 20 years of experience in the financial services industry. Michael is currently registered as an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Michael has held several roles in the past with firms such as Fortune Financial Services, Inc., Private Client Services, LLC, and Roosevelt Equity Corporation. Michael is a Certified Financial Planner™ and a Chartered Financial Consultant. Michael is also a board member for Persimmons Ridge Homeowners' Association, Whitefield Academy, and a Fixed Insurance Agent.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Fidelity Personal AND Workplace Advisors

location

COVINGTON, KY

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Michael Christian Carrigan is a registered representative with Fidelity Personal and Workplace Advisors. Michael Carrigan is licensed in 53 states and two US territories. Michael Carrigan specializes in providing financial planning, educational seminars, and selecting other advisors.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

LOUISVILLE, KY

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Smith is a financial advisor at LPL Financial LLC. Michael has been in the financial industry since 1998. Michael holds a Series 6, Series 7, Series 24, Series 63 and Series 65 licenses, and is registered with the state of Kentucky, among other states. Michael's experience includes working with various insurance carriers, WADDELL AND REED INC, and SECURIAN FINANCIAL SERVICES, INC. Michael specializes in investment and insurance related services. Michael is also a registered investment advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

Covington, KY

experience

34 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Michael Dammert is a financial professional with over 30 years of experience in the industry. Michael currently works at Stifel, Nicolaus & Company, Inc. where he specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals and portfolio management for pooled investment vehicles. Previous to this, Michael was a financial professional at Raymond James & Associates, Inc., J.J.B. HILLIARD, W.L. LYONS, LLC, Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., and Lehman Brothers Inc. Michael holds licenses in several states including Arizona, Connecticut, Florida, Georgia, Hawaii, Indiana, Kentucky, Michigan, Ohio, Oklahoma, Oregon, South Carolina, Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Fifth Third Securities, Inc.

location

LEXINGTON, KY

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Michael Matsumura is a registered investment advisor representative with Fifth Third Securities, Inc. Michael has been in the industry since July 2023. Michael is a licensed in Kentucky. Michael is affiliated with Fifth Third Securities, Inc. in Lexington, KY. Michael has passed the Series 63, Series 65, Series 6TO, and SIE exams. Michael specializes in portfolio management for individuals, portfolio management for businesses, selection of other advisors, and financial planning.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SPONSOR WRAP FEE PROGRAM

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