ADVISOR BIO

James Arthur Bickers is an Investment Advisor Representative at Fidelity Personal And Workplace Advisors. James has been in the securities industry for over 2 years and is registered with FINRA as well as the states of Kentucky, Ohio and Texas. James has passed the Series 7, Series 63, Series 66, and SIE exams.

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ADVISOR BIO

James C. Whitis is an investment advisor representative with Cetera Investment Advisers LLC. James has been in the securities industry since 1990 and holds Series 7, 24, 63, 65, and 99TO licenses. James has a strong background in financial planning, portfolio management, and pension consulting. Cetera Investment Advisers LLC is a full-service investment advisory firm with a focus on providing personalized investment advice and financial planning services to individuals, families, and businesses.

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ADVISOR BIO

James Ashburn is a registered representative with Northwestern Mutual Investment Services, LLC. James is licensed to provide securities-related services in Florida, Kentucky, and West Virginia. James has been in the securities industry since December 2022. James' primary office is located in Louisville, KY. James holds the Series 7, Series 63, and SIE exams.

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ADVISOR BIO

James Gray is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Louisville, KY. James has been in the industry since 2021 and has a strong track record of providing financial guidance to clients. James holds both Series 63 and 65 licenses and is registered with the state of Kentucky. James has a diverse background in finance, including experience in investment banking and wealth management. James is committed to providing personalized financial advice to meet each client's unique needs. James is committed to building long-term relationships with clients and helping them achieve their financial goals.

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ADVISOR BIO

James Keith is a financial professional with over a decade of experience in the industry. Currently, James is an Investment Advisor Representative with RFG Advisory, LLC, where James has been employed since January 2019. James holds a Series 6, 7, 63, and 65 licenses, and a SIE certification. Prior to joining RFG Advisory, LLC, James was employed with Securities America, Inc. and Dalton Strategic Investment Services Inc. James focuses on providing investment advice and financial planning services to a variety of clients, including individuals, corporations, trusts, and charitable organizations.

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ADVISOR BIO

James Mindak is an investment advisor representative with Truist Advisory Services, Inc., registered with the state of Kentucky. James has been active in the industry since 2002. James is licensed in Florida, Georgia, Indiana, Kentucky, Michigan, Tennessee and Texas. The advisor holds a Series 6, Series 7 and Series 63.

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ADVISOR BIO

James Richard Kaster is a financial advisor at Edward Jones. He has been in the industry since 2007 and is registered to provide investment advice in Kentucky and Texas. Previously, James Richard Kaster worked with J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. James Richard Kaster offers financial planning, pension consulting and selection of other advisors, as well as portfolio management for individuals and businesses. James Richard Kaster holds Series 6, 7, 63, and 66 securities licenses and has passed the Securities Industry Essentials (SIE) exam. James Richard Kaster's office is located in Elizabethtown, Kentucky.

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ADVISOR BIO

James Merrit Alspaugh is a registered representative with Fidelity Brokerage Services LLC. James holds the Series 7 and Series 63 securities licenses. James has been working in the financial industry since June 3, 2013. James is located in Covington, KY and can be reached at Fidelity Brokerage Services LLC.

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ADVISOR BIO

James Robert Palmer is an investment advisor representative at Thrivent Investment Management Inc. in Providence, Kentucky. James Palmer has been in the financial services industry since August 2022. James is registered with FINRA and the state of Kentucky. James holds the Series 7TO, Series 66 and SIE licenses. James specializes in financial planning and portfolio management for individuals.

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ADVISOR BIO

James Tennill has been a registered representative for over 23 years and an investment advisor for over 20 years. James is currently registered with Stifel, Nicolaus & Company, Inc. in Kentucky and Texas. James has been with Stifel, Nicolaus & Company, Inc. since July 2007. Before that, James was registered with Wachovia Securities, LLC in Kentucky from October 1999 to August 2007. James has passed the Series 63, Series 65, Series 7 and SIE exams.

SPECIALIZATIONS