Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Keith is a financial professional with over a decade of experience in the industry. Currently, James is an Investment Advisor Representative with RFG Advisory, LLC, where James has been employed since January 2019. James holds a Series 6, 7, 63, and 65 licenses, and a SIE certification. Prior to joining RFG Advisory, LLC, James was employed with Securities America, Inc. and Dalton Strategic Investment Services Inc. James focuses on providing investment advice and financial planning services to a variety of clients, including individuals, corporations, trusts, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
11/02/2023 - Present
RFG Advisory, LLC (Williamstown KY)
KY
07/09/2014 - 01/30/2019
SECURITIES AMERICA, INC. (Williamstown KY)
KY
02/05/2011 - 08/13/2014
DALTON STRATEGIC INVESTMENT SERVICES INC. (WILLIAMSTOWN KY)
IA
Issued 08/08/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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