Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mindak is a financial advisor with Truist Advisory Services, Inc. in Louisville, KY. James has been in the financial services industry since 2002. Previously James was employed by BB&T Securities, LLC, BB&T Investment Services, Inc., PNC Investments, Natcity Investments, Inc. and Northwestern Mutual Investment Services, LLC. James holds the Series 6, Series 7, Series 63 and Series 65 licenses. James is registered with FINRA and is active in the state of Kentucky as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
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Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
03/02/2021 - Present
Truist Advisory Services, Inc. (LOUISVILLE KY)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
KY
11/04/2010 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (LOUISVILLE KY)
KY
11/13/2009 - 10/29/2010
PNC INVESTMENTS (ELIZABETHTOWN KY)
KY
05/05/2006 - 11/13/2009
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
KY
12/10/2001 - 03/31/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)
IA
Issued 6/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/6/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/7/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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