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Financial Advisors in Kentucky
5,932 Results
Unclaimed
location

PADUCAH, KY

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Alan Sims is a financial advisor with Edward Jones. Christopher has been in the financial industry since 1999. Christopher is a registered representative in Kentucky and Texas. Christopher has a Series 63, Series 66 and Series 7 license. Christopher is also registered as an investment advisor representative in Kentucky and Texas. Christopher has experience in portfolio management for individuals, businesses, and pension consulting. Christopher is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

MWA Financial Services Inc.

location

Tompkinsville, KY

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Alan Ford is a financial advisor registered with MWA Financial Services Inc., a firm headquartered in Rock Island, IL, with a branch office located in Tompkinsville, KY. Christopher is licensed to conduct business in Kentucky. He specializes in financial planning, portfolio management for individuals and businesses, and the selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Allstate Financial Services, LLC

location

SHEPHERDSVILLE, KY

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Roberson is a financial professional with over 16 years of experience in the industry. Christopher is currently registered with Allstate Financial Services, LLC and holds Series 6, 63 and SIE licenses. Christopher is licensed in Kentucky and Indiana. Christopher has been working in the financial industry since May 2007 and has experience in a variety of financial products and services. Christopher is committed to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Robert W. Baird & Co. Inc.

location

DANVILLE, KY

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Gowers is a financial advisor with Robert W. Baird & Co. Inc. Christopher has been in the financial services industry since 2014 and has experience with both securities and investment advisory services. Christopher is registered to provide investment advice in 37 states and is also a registered representative of Robert W. Baird & Co. Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Fifth Third Securities, Inc.

location

OWENSBORO, KY

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Sampley is a registered representative with Fifth Third Securities, Inc. in Owensboro, Kentucky. Christopher has been in the securities industry since 2022. Christopher is licensed in Kentucky, Florida, Illinois, Indiana, Michigan, and Ohio. Christopher has passed the Series 7TO, Series 66, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SPONSOR WRAP FEE PROGRAM
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Holmes is a registered representative with Fidelity Brokerage Services LLC, a firm that is NOTINSCOPE for Investment Advisor regulations. Christopher has been in the securities industry since July 2, 2018. Christopher is registered in 53 states. Christopher holds the Series 63, SIE, and Series 7 licenses. Christopher is located in Covington, Kentucky at 100 Howe Drive, zip code 41015.

SPECIALIZATIONS

No specializations listed.

Unclaimed

National Financial Services LLC

location

COVINGTON, KY

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Farris is a financial professional with experience in the industry. Christopher is currently registered with National Financial Services LLC and has been active in the industry since December 17, 2012. Christopher has passed the Series 63, Series 7, and SIE exams. Christopher was previously registered with Fidelity Brokerage Services LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Personal AND Workplace Advisors

location

LEXINGTON, KY

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Christopher L Tischner is a financial advisor at Fidelity Personal and Workplace Advisors. Christopher has been in the financial services industry since September 2004 and is currently registered in Kentucky and Texas. Christopher holds licenses for Series 63, Series 66, Series 7, Series 9, Series 10, and SIE. Christopher specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

FORT MITCHELL, KY

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Pieper is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the financial services industry since 1999. Christopher is registered with FINRA and the states of Arizona, District of Columbia, Florida, Illinois, Indiana, Kentucky, Maryland, Minnesota, Missouri, New York, North Carolina, Ohio, Tennessee, Texas, Vermont and Wyoming. Christopher has a Series 7, 31 and SIE licenses. Christopher is also a Registered Investment Advisor (RIA) in Kentucky and Texas. Christopher specializes in providing financial advice to individuals, businesses, corporations, high-net-worth individuals, insurance companies, pension and profit-sharing plans, state or municipal government entities, and charitable organizations.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Tiaa-Cref Individual & Institutional Services, LLC

location

Harrodsburg, KY

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Perry is a financial professional with over 15 years of experience in the industry. Christopher is registered with the state of Kentucky as an Investment Advisor Representative. Christopher is currently affiliated with TIAA-CREF Individual & Institutional Services, LLC, where Christopher works in the Lexington, KY office. Previously, Christopher was registered with Fidelity Brokerage Services LLC. Christopher is also a Series 7 and Series 66 licensed professional.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals

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